CVS HEALTH Corp — Director's Dealing 2017

Mar 14, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CVS HEALTH Corp (CVS)
CIK: 0000064803
Period of Report: 2017-03-13

Reporting Person: Sussman Andrew (EVP, Clinical Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-13	Common Stock	M	6655	$45.07	Acquired	22801	Direct
2017-03-13	Common Stock	S	6655	$80.40	Disposed	16146	Direct
2017-03-13	Common Stock	S	7449	$80.40	Disposed	8697	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-03-13	Stock Option	$45.07	M	6655	Disposed	2019-04-02	Common Stock (6655)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock (restricted)	17313	Direct
Stock Unit	10144.5863	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$54.53	2020-04-01	Common Stock (11802)	11802	Direct
Stock Option	$74.29	2021-04-01	Common Stock (29373)	29373	Direct
Stock Option	$102.26	2022-04-01	Common Stock (23968)	23968	Direct
Stock Option	$104.82	2023-04-01	Common Stock (23301)	23301	Direct

Footnotes

F1: All sales were effected pursuant to a Rule 10b5-1 plan.

F2: Option became exercisable in four equal annual installments, commencing 4/2/2013.

F3: Option became exercisable in four equal annual installments, commencing 4/1/2014.

F4: Option became exercisable in four equal annual installments, commencing 4/1/2015.

F5: Option became exercisable in four equal annual installments, commencing 4/1/2016.

F6: Option becomes exercisable in four equal annual installments, commencing 4/1/2017.