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CVS HEALTH Corp — Director's Dealing 2014
Apr 3, 2014
29875_dirs_2014-04-03_6800a45f-3c06-49de-9667-0121d23e204d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2014-04-01
Reporting Person: Bisaccia Lisa (SVP, Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-01 | Common Stock | F | 3086 | $74.29 | Disposed | 23202 | Direct |
| 2014-04-01 | Common Stock (restricted) | A | 5384 | $74.29 | Acquired | 28076.0004 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-01 | Stock Option | $74.29 | A | 33569 | Acquired | 2021-04-01 | Common Stock (33569) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| ESOP Common Stock | 552.6423 | Indirect |
| Stock Unit | 27287.8031 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Credits | $1.00 | Common Stock (469.2973) | 469.2973 | Direct | |
| Stock Option | $34.96 | 2018-04-01 | Common Stock (24116) | 24116 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (31056) | 31056 | Direct |
| Stock Option | $54.53 | 2020-04-01 | Common Stock (27538) | 27538 | Direct |
Footnotes
F1: Surrender of shares in payment of withholding taxes due.
F2: Consists of Restricted Stock Units awarded pursuant to Issuer's 2010 Incentive Compensation Plan. Restrictions lapse 50% on 4/1/2017 and 50% on 4/1/2019.
F3: Option becomes exercisable in four equal annual installments, commencing 4/1/2015.
F4: Reflects year-end company-match share credits under a non-qualified deferred compensation plan; share credits are payable in cash only, as such time as has been elected by the reporting person.
F5: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F6: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F7: Option became exercisable in four equal annual installments, commencing 4/1/2014.