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CVS HEALTH Corp — Director's Dealing 2014
Aug 7, 2014
29875_dirs_2014-08-07_60b9b4ec-eda3-4496-8d5c-7d5d01ba4f2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CVS CAREMARK CORP (CVS)
CIK: 0000064803
Period of Report: 2014-08-06
Reporting Person: Joyner J. David (EVP, Sales & Account Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-06 | Common Stock | M | 77619 | $28.10 | Acquired | 123018 | Direct |
| 2014-08-06 | Common Stock | S | 77619 | $76.10 | Disposed | 45399 | Direct |
| 2014-08-06 | Common Stock | M | 45897 | $36.23 | Acquired | 91296 | Direct |
| 2014-08-06 | Common Stock | S | 45897 | $76.10 | Disposed | 45399 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-06 | Stock Option | $28.10 | M | 77619 | Disposed | 2016-04-01 | Common Stock (77619) | Direct |
| 2014-08-06 | Stock Option | $36.23 | M | 45897 | Disposed | 2017-04-01 | Common Stock (45897) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted) | 23663 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $34.96 | 2018-04-01 | Common Stock (48230) | 48230 | Direct |
| Stock Option | $45.07 | 2019-04-02 | Common Stock (35492) | 35492 | Direct |
| Stock Option | $54.53 | 2020-04-01 | Common Stock (23604) | 23604 | Direct |
| Stock Option | $74.29 | 2021-04-01 | Common Stock (25177) | 25177 | Direct |
Footnotes
F1: All sales were effected pursuant to a Rule 10b5-1 plan.
F2: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $76.00 and $76.50 per share.
F3: Represents weighted average sale price for this trading day. Multiple sales were executed, with sales prices ranging between $76.00 and $76.50 per share.
F4: Option became exercisable in three equal annual installments, commencing 4/1/2010.
F5: Option became exercisable in three equal annual installments, commencing 4/1/2011.
F6: Option became exercisable in four equal annual installments, commencing 4/1/2012.
F7: Option became exercisable in four equal annual installments, commencing 4/2/2013.
F8: Option became exercisable in four equal annual installments, commencing 4/1/2014.
F9: Option becomes exercisable in four equal annual installments, commencing 4/1/2015.