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CVD EQUIPMENT CORP — Director's Dealing 2021
Sep 28, 2021
34912_dirs_2021-09-28_46d8e7bb-5808-4cee-bc0f-ac50668d1c0a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CVD EQUIPMENT CORP (cvv)
CIK: 0000766792
Period of Report: 2021-08-27
Reporting Person: ROSENBAUM LEONARD A (affiliate)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-27 | Common Stock | S | 4700 | $4.77 | Disposed | 687972 | Direct |
| 2021-08-31 | Common Stock | S | 800 | $4.75 | Disposed | 687172 | Direct |
| 2021-09-01 | Common Stock | S | 3217 | $4.76 | Disposed | 683955 | Direct |
| 2021-09-02 | Common Stock | S | 5600 | $4.75 | Disposed | 678355 | Direct |
| 2021-09-03 | Common Stock | S | 1900 | $4.76 | Disposed | 676455 | Direct |
| 2021-09-07 | Common Stock | S | 5507 | $4.78 | Disposed | 670948 | Direct |
| 2021-09-08 | Common Stock | S | 300 | $4.76 | Disposed | 670648 | Direct |
| 2021-09-09 | Common Stock | S | 100 | $4.75 | Disposed | 670548 | Direct |
| 2021-09-10 | Common Stock | S | 403 | $4.76 | Disposed | 670145 | Direct |
| 2021-09-15 | Common Stock | S | 20204 | $4.53 | Disposed | 649941 | Direct |
| 2021-09-16 | Common Stock | S | 23500 | $4.51 | Disposed | 626441 | Direct |
| 2021-09-17 | Common Stock | S | 2300 | $4.5 | Disposed | 624141 | Direct |
| 2021-09-22 | Common Stock | S | 1200 | $4.5 | Disposed | 622941 | Direct |
Footnotes
F1: To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error.
F2: To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error.
F3: To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error.
F4: To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error.
F5: To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error.
F6: To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error
F7: to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error
F8: To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error
F9: To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error
F10: To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error
F11: To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error
F12: To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error
F13: To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error