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CVD EQUIPMENT CORP Director's Dealing 2021

Sep 28, 2021

34912_dirs_2021-09-28_46d8e7bb-5808-4cee-bc0f-ac50668d1c0a.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: CVD EQUIPMENT CORP (cvv)
CIK: 0000766792
Period of Report: 2021-08-27

Reporting Person: ROSENBAUM LEONARD A (affiliate)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-27 Common Stock S 4700 $4.77 Disposed 687972 Direct
2021-08-31 Common Stock S 800 $4.75 Disposed 687172 Direct
2021-09-01 Common Stock S 3217 $4.76 Disposed 683955 Direct
2021-09-02 Common Stock S 5600 $4.75 Disposed 678355 Direct
2021-09-03 Common Stock S 1900 $4.76 Disposed 676455 Direct
2021-09-07 Common Stock S 5507 $4.78 Disposed 670948 Direct
2021-09-08 Common Stock S 300 $4.76 Disposed 670648 Direct
2021-09-09 Common Stock S 100 $4.75 Disposed 670548 Direct
2021-09-10 Common Stock S 403 $4.76 Disposed 670145 Direct
2021-09-15 Common Stock S 20204 $4.53 Disposed 649941 Direct
2021-09-16 Common Stock S 23500 $4.51 Disposed 626441 Direct
2021-09-17 Common Stock S 2300 $4.5 Disposed 624141 Direct
2021-09-22 Common Stock S 1200 $4.5 Disposed 622941 Direct

Footnotes

F1: To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error.

F2: To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error.

F3: To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error.

F4: To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error.

F5: To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error.

F6: To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error

F7: to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error

F8: To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error

F9: To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error

F10: To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error

F11: To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error

F12: To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error

F13: To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error