CUMMINS INC — Director's Dealing 2020

Mar 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2020-03-01

Reporting Person: Cook Jill E (Chief Human Resources Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-01	Common	A	5080.0000	$0.0000	Acquired	17197.0000	Direct
2020-03-01	Common	F	1503.0000	$151.2900	Disposed	15694.0000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	2341.0200	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right-to-Buy)	$109.0900	2026-04-04	Common (16490.0000)	16490.0000	Direct
Stock Option (Right-to-Buy)	$111.8400	2023-04-02	Common (6440.0000)	6440.0000	Direct
Stock Option (Right-to-Buy)	$119.7700	2021-05-02	Common (3260.0000)	3260.0000	Direct
Stock Option (Right-to-Buy)	$120.2800	2022-04-02	Common (4410.0000)	4410.0000	Direct
Stock Option (Right-to-Buy)	$136.8200	2025-04-02	Common (6480.0000)	6480.0000	Direct
Stock Option (Right-to-Buy)	$149.3400	2024-04-02	Common (4810.0000)	4810.0000	Direct
Stock Option (Right-to-Buy)	$149.7200	2027-04-03	Common (10630.0000)	10630.0000	Direct
Stock Option (Right-to-Buy)	$160.1000	2028-04-03	Common (7390.0000)	7390.0000	Direct
Stock Option (Right-to-Buy)	$163.4300	2029-04-04	Common (11100.0000)	11100.0000	Direct

Footnotes

F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.

F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.