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CUMMINS INC — Director's Dealing 2018
Oct 10, 2018
29984_dirs_2018-10-10_8e3ddd8a-3c14-4e5d-9786-fd942a080954.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2018-10-09
Reporting Person: Smith Mark Andrew (VP - Operations Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-09 | Common | M | 820.0000 | $67.5750 | Acquired | 4463.0000 | Direct |
| 2018-10-09 | Common | S | 501.0000 | $153.2700 | Disposed | 3962.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-10-09 | Stock Option (Right-to-Buy) | $67.5750 | M | 820.0000 | Disposed | 2020-06-01 | Common (820.0000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $109.0900 | 2026-04-04 | Common (4360.0000) | 4360.0000 | Direct |
| Stock Option (Right-to-Buy) | $111.8400 | 2023-04-02 | Common (770.0000) | 770.0000 | Direct |
| Stock Option (Right-to-Buy) | $119.7700 | 2021-05-02 | Common (528.0000) | 528.0000 | Direct |
| Stock Option (Right-to-Buy) | $120.2800 | 2022-04-02 | Common (590.0000) | 590.0000 | Direct |
| Stock Option (Right-to-Buy) | $136.8200 | 2025-04-02 | Common (1790.0000) | 1790.0000 | Direct |
| Stock Option (Right-to-Buy) | $149.3400 | 2024-04-02 | Common (1070.0000) | 1070.0000 | Direct |
| Stock Option (Right-to-Buy) | $149.7200 | 2027-04-03 | Common (4380.0000) | 4380.0000 | Direct |
| Stock Option (Right-to-Buy) | $160.1000 | 2028-04-03 | Common (6080.0000) | 6080.0000 | Direct |
Footnotes
F1: Transactions pursuant to Rule 10b5-1 Trading Plan entered into on August 10, 2018.
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