CUMMINS INC — Director's Dealing 2017

Mar 7, 2017

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2017-03-01

Reporting Person: Clulow Christopher C (VP - Corporate Controller)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	1664.5320	Direct
Common	249.9800	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right-to-Buy)	$67.5750	2020-06-01	Common (220.0000)		Direct
Stock Option (Right-to-Buy)	$98.6700	2025-11-13	Common (300.0000)		Direct
Stock Option (Right-to-Buy)	$99.0000	2022-08-03	Common (200.0000)		Direct
Stock Option (Right-to-Buy)	$109.0900	2026-04-04	Common (1265.0000)		Direct
Stock Option (Right-to-Buy)	$111.8400	2023-04-02	Common (625.0000)		Direct
Stock Option (Right-to-Buy)	$119.7700	2021-05-02	Common (330.0000)		Direct
Stock Option (Right-to-Buy)	$120.2800	2022-04-02	Common (370.0000)		Direct
Stock Option (Right-to-Buy)	$136.8200	2025-04-02	Common (585.0000)		Direct
Stock Option (Right-to-Buy)	$149.3400	2024-04-02	Common (455.0000)		Direct

Footnotes

F1: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.