CUMMINS INC — Director's Dealing 2017

Mar 8, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2017-03-06

Reporting Person: LINEBARGER NORMAN THOMAS (Director, Chairman & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-06	Common	A	13013.0000	$0.0000	Acquired	53763.0000	Direct
2017-03-06	Common	F	5156.0000	$152.8500	Disposed	48607.0000	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	7398.2700	Indirect
Common	6457.0000	Indirect
Common	6457.0000	Indirect
Common	240.0000	Indirect
Common	22430.0000	Indirect
Common	42386.0000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right-to-Buy)	$19.4200	2019-03-02	Common (24830.0000)	24830.0000	Direct
Stock Option (Right-to-Buy)	$58.1150	2020-03-01	Common (16360.0000)	16360.0000	Direct
Stock Option (Right-to-Buy)	$109.0900	2026-04-04	Common (131920.0000)	131920.0000	Direct
Stock Option (Right-to-Buy)	$111.8400	2023-04-02	Common (60100.0000)	60100.0000	Direct
Stock Option (Right-to-Buy)	$119.7700	2021-05-02	Common (13040.0000)	13040.0000	Direct
Stock Option (Right-to-Buy)	$120.2800	2022-04-02	Common (37510.0000)	37510.0000	Direct
Stock Option (Right-to-Buy)	$136.8200	2025-04-02	Common (60780.0000)	60780.0000	Direct
Stock Option (Right-to-Buy)	$149.3400	2024-04-02	Common (44890.0000)	44890.0000	Direct

Footnotes

F1: Shares withheld to satisfy tax liabilities relating to earned performance shares.

F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.