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CUMMINS INC — Director's Dealing 2017
Mar 8, 2017
29984_dirs_2017-03-08_f1cb3fa6-34fc-40b3-902a-91fe611f560b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2017-03-06
Reporting Person: Padmanabhan Srikanth (President - Engine Busines)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-06 | Common | A | 777.0000 | $0.0000 | Acquired | 4635.7836 | Direct |
| 2017-03-06 | Common | F | 264.0000 | $152.8500 | Disposed | 4371.7836 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 490.0700 | Indirect |
| Common | 2812.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right-to-Buy) | $109.0900 | 2026-04-04 | Common (9700.0000) | 9700.0000 | Direct |
| Stock Option (Right-to-Buy) | $111.8400 | 2023-04-02 | Common (2860.0000) | 2860.0000 | Direct |
| Stock Option (Right-to-Buy) | $119.7700 | 2021-05-02 | Common (1960.0000) | 1960.0000 | Direct |
| Stock Option (Right-to-Buy) | $120.2800 | 2022-04-02 | Common (2210.0000) | 2210.0000 | Direct |
| Stock Option (Right-to-Buy) | $136.8200 | 2025-04-02 | Common (3350.0000) | 3350.0000 | Direct |
| Stock Option (Right-to-Buy) | $149.3400 | 2024-04-02 | Common (2140.0000) | 2140.0000 | Direct |
| Stock Option (Right-to-Buy) | $154.2000 | 2024-07-16 | Common (530.0000) | 530.0000 | Direct |
Footnotes
F1: Includes .0066 shares acquired under the Cummins Inc. Dividend Reinvestment Plan since the most recently filed Form 4.
F2: Shares withheld to satisfy tax liabilities relating to earned performance shares.
F3: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.