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CUMMINS INC Director's Dealing 2017

Jul 26, 2017

29984_dirs_2017-07-26_75f64e72-dea5-4d85-82b1-ac02bae9a550.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2017-07-25

Reporting Person: Ward Pat (VP - Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-25 Common S 5000.0000 $169.0000 Disposed 245.0000 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 1169.2100 Indirect
Common 24705.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right-to-Buy) $109.0900 2026-04-04 Common (38810.0000) 38810.0000 Direct
Stock Option (Right-to-Buy) $111.8400 2023-04-02 Common (15020.0000) 15020.0000 Direct
Stock Option (Right-to-Buy) $120.2800 2022-04-02 Common (11030.0000) 11030.0000 Direct
Stock Option (Right-to-Buy) $136.8200 2025-04-02 Common (15420.0000) 15420.0000 Direct
Stock Option (Right-to-Buy) $149.3400 2024-04-02 Common (11220.0000) 11220.0000 Direct
Stock Option (Right-to-Buy) $149.7200 2027-04-03 Common (25010.0000) 25010.0000 Direct

Footnotes

F1: Sale pursuant to Rule 10b5-1 Trading Plan entered into on February 22, 2017.

F2: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.