CUMMINS INC — Director's Dealing 2016

Nov 28, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CUMMINS INC (CMI)
CIK: 0000026172
Period of Report: 2016-11-23

Reporting Person: HUNT MARSHA L (VP-Corp. Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-23	Common	S	400	$140.925	Disposed	2182	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common	662.29	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right-to-Buy)	$111.84	2023-04-02	Common (1540)	1540	Direct
Stock Option (Right-to-Buy)	$149.34	2024-04-02	Common (2490)	2490	Direct
Stock Option (Right-to-Buy)	$136.82	2025-04-02	Common (3130)	3130	Direct
Stock Option (Right-to-Buy)	$109.09	2026-04-04	Common (6790)	6790	Direct

Footnotes

F1: The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.