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CSL Ltd. — Major Shareholding Notification 2011
Aug 3, 2011
17854_rns_2011-08-03_a7db75a3-f562-497b-90fc-5410bce669bc.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme CSL Limited (CSL)
ACN/ARSN
051 588 348
1. Details of substantial holder (1)
Name BlackRock Investment Management (Australia) Limited and
ACN/ARSN (if applicable) associated entities
The holder became a substantial holder on
11 / / 05 2011
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities(4) | Number of securities | Person's votes(5) | Voting power(6) |
|---|---|---|---|
| ordinary | 27,269,548 | 27,269,548 | 5.15% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
| Appendix A | ||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| Appendix A | |||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
| Appendix B | ||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
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Name and ACN/ARSN (if applicable) Nature of association
Appendix A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
Appendix A
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Signature
print name Belinda Plotkin capacity Company Secretary sign here date 04 / 08 / 2011
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
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(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
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(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
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(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(7) Include details of:
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(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
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(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of (1) page referred to in form 603 Notice of initial substantial shareholder
| 04-Aug-11 | ||
|---|---|---|
| Belinda Plotkin, Company Secretary | Date |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
7. Addresses
| Holder of Relevant Interests Name and ACN / ARSN (if applicable) |
Class and number of Securities |
Class and number of Securities |
Nature of Association |
Address |
|---|---|---|---|---|
| (sections 3,4,6 and 7) | (sections 3 and 4) | (section 6) | (section 7) | |
| BlackRock Investment Management | ORD | 1,828 | 1,828 | Dublin, Ireland |
| (Dublin) Ltd | ||||
| BlackRock Japan Co. Ltd. | ORD | 2,507 | 2,507 | Sapia Tower |
| 1-7-12 Marunouchi, Chiyoda-ku, | ||||
| Tokyo, 100-0005 Japan | ||||
| BlackRock Financial Management, Inc. | ORD | 9,654 | 9,654 | 40 E. 52nd Street |
| New York, NY 10022 | ||||
| BlackRock Investment Management (LUX) | ORD | 57,168 | 57,168 | 6d route de Treves |
| Luxembourg | ||||
| BlackRock Fund Managers Ltd | ORD | 129,088 | 129,088 | 33 King William Street |
| London EC4R 9AS, UK | ||||
| BlackRock Asset Management Canada | ORD | 181,243 | 181,243 | 161 Bay Street, Suite 2500 |
| Limited | Toronto, Ontario M5J 2S1 | |||
| BlackRock International Ltd. | ORD | 326,353 | 326,353 | 40 Torphichen Street |
| Edinburgh EH3 8JB | ||||
| BlackRock Investment Management, LLC | ORD | 426,352 | 426,352 | 800 Scudders Mill Road |
| Plainsboro, NJ 08536 | ||||
| BlackRock Investment Management (Aust) | ORD | 436,249 | 436,249 | Level 19, 120 Collins St |
| Ltd (ACN 006 165 975) | Melbourne Australia | |||
| BlackRock Asset Management Japan | ORD | 1,050,012 | 1,050,012 | Marunouchi Trust Tower Main, |
| Limited | 1-8-3 Marunouchi, Chiyoda-ku | |||
| Tokyo 100-8217 | ||||
| BlackRock Investment Management (UK) | ORD | 1,819,905 | 1,819,905 | 33 King William Street |
| Ltd | London EC4R 9AS, UK | |||
| BlackRock Advisors, LLC | ORD | 1,990,474 | 1,990,474 | 100 Bellevue Parkway |
| Wilmington, DE 19809 | ||||
| BlackRock Advisors (UK) Ltd. | ORD | 3,381,070 | 3,381,070 | Murray House |
| 1Royal Mint Court | ||||
| London, EC3N 4HH, UK |
CSL
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| Holder of Relevant Interests Name and ACN / ARSN (if applicable) |
Class and number of Securities |
Class and number of Securities |
Nature of Association |
Address |
|---|---|---|---|---|
| (sections 3,4,6 and 7) | (sections 3 and 4) | (section 6) | (section 7) | |
| BlackRock Asset Management Australia | ORD | 3,799,075 | 3,799,075 | Level 43, Grosvenor Place |
| Limited (ACN 001 804 566) | 225 George Street | |||
| Sydney NSW 2000 Australia | ||||
| BlackRock Fund Advisors | ORD | 5,612,314 | 5,612,314 | 400 Howard Street |
| San Francisco, CA, 94105 | ||||
| BlackRock Institutional Trust Company, | ORD | 8,046,256 | 8,046,256 | 400 Howard Street |
| N.A. | San Francisco, CA, 94105 |
CSL
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Appendix B
This is Annexure B of (1) page referred to in form 603 Notice of initial substantial shareholder
04-Aug-11 Belinda Plotkin, Company Secretary Date
5. Consideration
| CSL Limited (CSL) | |
|---|---|
| Holder of Relevant Interest Date of Acquisition |
Cash Non-cash Consideration Class and number of securities affected |
| BlackRock Group from 11 January 2011 to 11 May 2011 350,510,546 ord 9,954,694 |
CSL
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