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CSL Ltd. — Major Shareholding Notification 2011
Sep 6, 2011
17854_rns_2011-09-06_b76d28bc-dff0-48dd-b342-668539bd955e.pdf
Major Shareholding Notification
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6 September 2011
BY FAX - ORIGINAL IN POST (61 3 9389 1434)
CSL Limited 45 Poplar Road Parkville Victoria, Australia 3052
Re: Notice of Person Ceasing to be a Substantial Shareholder under Section 671B
Company Secretary:
Enclosed is a Notice under Section 671B of Person Ceasing to be a Substantial Shareholder dated 02 September 2011.
Please note that The Capital Group Companies, Inc. or one of its affiliates has made notifications to your company pursuant to Section 671B in the past.
For the purpose of this Notice, an outstanding share balance of 524,840,532 shares was used to calculate the percentage of holdings of the relevant share capital. We believe this outstanding share balance is current; however, if this number is not accurate, please contact us as soon as possible so that we may make the necessary revisions to this Notice.
Should you have questions or require additional information, please contact Gina Martinez or Vivien Tan at (213) 615-0469, or send a fax message to (213) 486-9698. Alternatively, you may contact us via e-mail at [email protected].
Regards,
Gina Martinez Compliance Manager
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder To Company Name/Scheme CSL Limited ACN/ARSN 1. Details of substantial holder(1) Name The Capital Group Companies, Inc. CAN/ARSN (if applicable N/A The holder ceased to be a substantial holder on 2 September 2011 The previous notice was given to the company on 5 July 2011 The previous notice was dated 1 July 2011
The shares reported were owned by accounts under the discretionary investment management of 5 investment management companies (Capital Research and Management Company, Capital Guardian Trust Company, Capital International Limited, Capital International Sàrl, and Capital International, Inc.) which are direct or indirect subsidiaries of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071 and such shares are being reported in the aggregate.
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change(5) |
Class (6) and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 5 Jul 11 Through 2 Sept 11 |
The Capital Group Companies, Inc. |
Decreased holdings | Average price of 28,6318 AUD |
3,042,029 Ordinary Shares |
3,042,029 |
See Annexure A dated 1 July 2011
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| The Capital Group Companies, Inc. | 333 South Hope Street, 55 thFloor LosAngeles, CA90071 |
The shares being reported are owned by accounts under the discretionary investment management of 5 investment management companies (Capital Research and Management Company, Capital Guardian Trust Company, Capital International Limited, Capital International Sàrl, and Capital International, Inc.) which are direct or indirect subsidiaries of The Capital Group Companies, Inc., 333 South Hope Street, 55th Floor, Los Angeles, California 90071 and such shares are being reported in the aggregate.
See Annexure A dated 2 September 2011 (copy attached)
Signature
print name Katherine H. Newhall
capacity: Counsel
sign here
date 06 September 2011
Annexure “A”
This is the Annexure of 3 pages marked Annexure “A” referred to in Form 605 (cease) signed by this corporation dated 2 September 2011.
The Capital Group Companies, Inc.
By: ________ Katherine H. Newhall Counsel
Australia Annexure
CSL Limited
2 September 2011
| CG Investment Management Company Capital Guardian Trust Company |
Account Number 44000300 44000500 44002000 44023900 44025900 44028100 44028600 44029700 44032100 44036500 44036900 44038900 44039600 44040900 44042100 44043000 44043700 44044000 44044700 44045900 44169800 44255000 44255500 44259200 44259300 44263800 44267200 44268600 44269700 44271500 44273000 44273400 44278600 44279100 44283000 44283900 44288500 44295500 44302000 44302200 44304500 |
Number of Shares 231,828 12,567 20,526 8,948 34,541 19,832 7,917 33,884 20,472 103,426 80,667 41,077 87,719 38,151 6,826 6,377 5,281 3,129 4,231 32,348 150 75,168 24,355 5,553 28,100 2,204 15,707 5,416 3,346 5,947 11,971 2,858 6,483 9,585 2,839 27,564 14,176 37,625 1,002 10,538 16,152 |
% Held |
|---|---|---|---|
Australia Annexure
CSL Limited
2 September 2011
| CG Investment Management Company Capital Guardian Trust Company |
Account Number 44308600 44315000 44316900 44317300 44318100 44318300 44323800 44331200 44336000 44336100 44343000 44344600 44344800 44348800 44351800 44352100 44352200 44352400 44356900 44357100 44358800 44359200 44364900 44368900 44373700 44373900 44375500 44375800 44376300 44376400 44376700 44377300 44377400 44378200 44378300 44378900 44800100 44940300 44951300 70304400 70392300 |
Number of Shares 19,102 38,380 19,676 28,864 62,932 4,263 20,108 21,350 81,580 3,532 48,687 7,658 5,857 63,321 21,792 8,370 2,162 20,330 7,148 10,732 65,467 91,882 43,033 1,419 22,189 4,131 35,342 7,343 20,404 28,007 54,436 18,721 15,724 42,174 7,214 19,769 7,793 72,915 131,428 54 273 |
% Held |
|---|---|---|---|
Australia Annexure
CSL Limited
2 September 2011
| CG Investment Management Company Capital International Limited Capital International SÁrl Capital International, Inc. Capital Research and Management Company GRAND TOTAL |
Account Number 43355500 43356100 43427100 45521100 45530000 45589000 46055500 46520100 11000007 11000016 11000034 11000073 11000077 11000813 |
Number of Shares 2,292,048 11,137 14,131 90,304 115,572 18,764 4,347 9,014 32,125 30,500 158,298 188,798 4,666,606 17,259,329 610,000 250,000 214,013 43,379 23,043,327 25,671,870 |
% Held | |
|---|---|---|---|---|
| 4.89% | ||||
Nominee List
CSL Limited 02 September 2011
Nominee Name
==> picture [476 x 586] intentionally omitted <==
----- Start of picture text -----
ANZ Nominees
Level 25, Collins Street
GPO Box 2842 AA
Melbourne 3001 VIC
44364900 43,033
Total Shares: 43,033
Bankers Trust Australia
Level 9, The Chifley Tower
2, Chifley Square
Sydney NSW 2000, Australia
44036900 80,667
44040900 38,151
44263800 2,204
44268600 5,416
44269700 3,346
44283900 27,564
Total Shares: 157,348
Brown Bros.
One Mellon Bank Center
Pittsburgh, PA 15258
45530000 4,347
Total Shares: 4,347
Chase Manhattan Bank Australia Limited
Level 36 World Trade Centre
Jamison Street
Sydney, NSW 2000 Australia
11000007 4,666,606
11000016 17,259,329
44000300 231,828
44000500 12,567
44002000 20,526
44028600 7,917
44036500 103,426
44043000 6,377
44169800 150
44255000 75,168
44255500 24,355
44288500 14,176
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Nominee List
CSL Limited 02 September 2011
Nominee Name
==> picture [476 x 565] intentionally omitted <==
----- Start of picture text -----
44352400 20,330
44359200 91,882
70392300 273
Total Shares: 22,534,910
Chase Manhattan Nominee Ltd.
Australia
44259200 5,553
44259300 28,100
44352100 8,370
44352200 2,162
44376300 20,404
44940300 72,915
44951300 131,428
Total Shares: 268,932
Commonwealth Bank of Australia
Level 7, Bank House, 309-315 George St.
Sydney NSW 2000
Australia
44267200 15,707
44278600 6,483
44304500 16,152
44318300 4,263
Total Shares: 42,605
DBS Nominees Pte. Ltd.
6 Shenton Way
Singapore
0106
11000073 250,000
Total Shares: 250,000
HSBC
2 Leboh Ampang
50100 Kuala Lumpur, Malaysia
43356100 14,131
Total Shares: 14,131
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Investors Bank & Trust Co.
Nominee List
CSL Limited
02 September 2011
==> picture [476 x 590] intentionally omitted <==
----- Start of picture text -----
Nominee Name
44368900 1,419
Total Shares: 1,419
JP Morgan Chase Bank
11000034 610,000
45589000 9,014
Total Shares: 619,014
Mellon Bank N.A.
London Branch
London
United Kingdom
44042100 6,826
44356900 7,148
44375800 7,343
44377300 18,721
Total Shares: 40,038
National Australian Bank LTD.
271 Collins St.
5th Floor South
Melbourne, Victoria 3000
44025900 34,541
44028100 19,832
44032100 20,472
44043700 5,281
44044000 3,129
44273400 2,858
44279100 9,585
44295500 37,625
44302200 10,538
44331200 21,350
44344600 7,658
44344800 5,857
44373700 22,189
44373900 4,131
44375500 35,342
45521100 18,764
Total Shares: 259,152
----- End of picture text -----
Nominee List
CSL Limited 02 September 2011
Nominee Name
==> picture [476 x 588] intentionally omitted <==
----- Start of picture text -----
National Nominees
82 Pitt Street
Sydney, NSW 2000
Australia
44315000 38,380
44343000 48,687
Total Shares: 87,067
Northern Trust
c/o NorTrust Nominees Limited
155 Bishopsgate
London EC2M 3XS
44376400 28,007
44377400 15,724
44378200 42,174
44378300 7,214
70304400 54
Total Shares: 93,173
Westpac Banking Corp
43427100 90,304
44023900 8,948
44029700 33,884
Total Shares: 133,136
Westpac Custodian Nominees
50 Pitt Street, 8th Floor
Sydney, NSW 2000
Australia
11000077 214,013
11000813 43,379
43355500 11,137
44038900 41,077
44039600 87,719
44044700 4,231
44045900 32,348
44271500 5,947
44273000 11,971
44283000 2,839
44302000 1,002
44308600 19,102
----- End of picture text -----
Nominee List
CSL Limited 02 September 2011
Nominee Name
==> picture [476 x 237] intentionally omitted <==
----- Start of picture text -----
44316900 19,676
44317300 28,864
44318100 62,932
44323800 20,108
44336000 81,580
44336100 3,532
44348800 63,321
44351800 21,792
44357100 10,732
44358800 65,467
44376700 54,436
44378900 19,769
44800100 7,793
46055500 30,500
46520100 158,298
Total Shares: 1,123,565
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