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Creative Media & Community Trust Corporation — Major Shareholding Notification 2019
Dec 5, 2019
6737_rns_2019-12-05_10b1f4dd-2eb8-41ca-a697-eaf6e6abd638.pdf
Major Shareholding Notification
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVA
January 31, 2008
average
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Estimated #### Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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it le T |
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ing Re d rte po Tr an s ion (s ) act ( ) Ins 4 tr. |
( I ) ( Ins 4 ) tr. |
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FORM 4 (continued)
Reporting Owners
| ion ip Re lat sh s |
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|---|---|---|---|---|---|---|---|
| Re ing O Na / Ad dr t p or wn er me ess |
D ire cto r |
10 % Ow ne r |
O f f ice r |
Ot he r |
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| David Thompson | |
|---|---|
| Signature | Date |
EXPLANATION OF RESPONSES
* If the form is filed by more than one reporting person, see Instructions 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from \$14.2800 to \$14.4285, inclusive. The reporting person undertakes to provide to CIM Commercial Trust Corporation, any security holder of CIM Commercial Trust Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the numberof shares purchased at each separate price within the ranges set forth in this footnote.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.