AI assistant
CPI AEROSTRUCTURES INC — Director's Dealing 2012
Sep 21, 2012
34768_dirs_2012-09-20_375ad5c7-a9c0-454c-8b12-8675ead6de51.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CPI AEROSTRUCTURES INC (CVU)
CIK: 0000889348
Period of Report: 2012-09-18
Reporting Person: ROSENFELD ERIC (Director, Former 10% Holder)
Reporting Person: CRESCENDO INVESTMENTS II LLC (Former 10% Holder)
Reporting Person: CRESCENDO PARTNERS II LP (Former 10% Holder)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-18 | Common Stock | S | 13205 | $12.24 | Disposed | 870129 | Indirect |
| 2012-09-19 | Common Stock | S | 1910 | $12.05 | Disposed | 868219 | Indirect |
| 2012-09-20 | Common Stock | S | 8546 | $11.81 | Disposed | 859673 | Indirect |
| 2012-09-20 | Common Stock | J | 349403 | — | Disposed | 510270 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 121000 | Direct |
Footnotes
F1: Mr. Rosenfeld is the senior managing member of Crescendo Investments II, LLC ("Crescendo Investments II"). Crescendo Investments II is the general partner of Crescendo Partners II, L.P. Series L ("Crescendo Partners II"). Mr. Rosenfeld and Crescendo Investments II disclaim beneficial ownership of the shares held by Crescendo Partners II, except to the extent of his or its pecuniary interest therein.
F2: Crescendo Partners II, L.P., Series L distributed the shares to its limited partners on a pro rata basis.