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CORNING INC /NY Director's Dealing 2021

Mar 2, 2021

29942_dirs_2021-03-02_537ff017-c8b5-4641-991c-36aac38ab55d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2021-02-26

Reporting Person: Clappin James P (Vice Chair & Strategic Advisor)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-26 Common Stock M 11574 $22.68 Acquired 79661.24 Direct
2021-02-26 Common Stock M 12542 $20.93 Acquired 92203.24 Direct
2021-02-26 Common Stock M 12548 $20.92 Acquired 104751.24 Direct
2021-02-26 Common Stock M 12566 $20.89 Acquired 117317.24 Direct
2021-02-26 Common Stock M 14060 $18.67 Acquired 131377.24 Direct
2021-02-26 Common Stock M 12566 $20.89 Acquired 143943.24 Direct
2021-02-26 Common Stock S 75856 $38.6187 Disposed 68087.24 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-26 Stock Options (Right to Buy) $22.68 M 11574 Disposed 2025-03-31 Common Stock (11574) Direct
2021-02-26 Stock Options (Right to Buy) $20.93 M 12542 Disposed 2025-04-30 Common Stock (12542) Direct
2021-02-26 Stock Options (Right to Buy) $20.92 M 12548 Disposed 2025-05-29 Common Stock (12548) Direct
2021-02-26 Stock Options (Right to Buy) $20.89 M 12566 Disposed 2026-03-31 Common Stock (12566) Direct
2021-02-26 Stock Options (Right to Buy) $18.67 M 14060 Disposed 2026-04-29 Common Stock (14060) Direct
2021-02-26 Stock Options (Right to Buy) $20.89 M 12566 Disposed 2026-05-31 Common Stock (12566) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock - Jt. Tenant W/wife 9797 Direct
Common Stock 1929.9675 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.445 to $38.71, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.