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CORNING INC /NY Director's Dealing 2021

Jul 28, 2021

29942_dirs_2021-07-28_63752c3f-ecfd-48c7-b392-170b365d43d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2021-07-26

Reporting Person: France Robert P. (Senior VP, Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-26 Common Stock M 1104 $19.65 Acquired 31104 Direct
2021-07-26 Common Stock M 6660 $27.03 Acquired 37764 Direct
2021-07-26 Common Stock S 1104 $41.1508 Disposed 36660 Direct
2021-07-26 Common Stock S 6660 $41.162 Disposed 30000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-26 Stock Options (Right to Buy) $19.65 M 1104 Disposed 2030-05-15 Common Stock (1104) Direct
2021-07-26 Stock Options (Right to Buy) $27.03 M 6660 Disposed 2028-04-02 Common Stock (6660) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.04 to $41.295, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $41.375, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

F3: On December 2, 2020, the Compensation Committee approved the early vesting of one half of the stock options granted on May 15, 2020. The remaining stock options will vest ratably over three years from the grand date.