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CORNING INC /NY — Director's Dealing 2015
May 1, 2015
29942_dirs_2015-05-01_39cbb9c6-e427-4435-b7c1-0ee2a23d1a43.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CORNING INC /NY (GLW)
CIK: 0000024741
Period of Report: 2015-05-01
Reporting Person: ROGUS MARK S (Senior VP & Treasurer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 75072 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (13829) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (8943) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (8818) | Direct | ||
| Stock Options (Right to Buy) | $21.89 | 2016-12-05 | Common Stock (18000) | Direct | |
| Stock Options (Right to Buy) | $19.68 | 2016-01-01 | Common Stock (10750) | Direct | |
| Stock Options (Right to Buy) | $24.92 | 2017-12-04 | Common Stock (18000) | Direct | |
| Stock Options (Right to Buy) | $18.85 | 2017-01-01 | Common Stock (9000) | Direct | |
| Stock Options (Right to Buy) | $24.72 | 2016-01-31 | Common Stock (10750) | Direct | |
| Stock Options (Right to Buy) | $23.37 | 2018-01-01 | Common Stock (9000) | Direct | |
| Stock Options (Right to Buy) | $20.86 | 2017-01-31 | Common Stock (9000) | Direct | |
| Stock Options (Right to Buy) | $10.25 | 2019-02-01 | Common Stock (32667) | Direct | |
| Stock Options (Right to Buy) | $17.82 | 2019-12-02 | Common Stock (8333) | Direct | |
| Stock Options (Right to Buy) | $19.56 | 2020-01-04 | Common Stock (8333) | Direct | |
| Stock Options (Right to Buy) | $24.61 | 2018-01-31 | Common Stock (9000) | Direct | |
| Stock Options (Right to Buy) | $18.16 | 2020-02-01 | Common Stock (8334) | Direct | |
| Stock Options (Right to Buy) | $19.19 | 2021-01-03 | Common Stock (7238) | Direct | |
| Stock Options (Right to Buy) | $22.69 | 2021-02-01 | Common Stock (6121) | Direct | |
| Stock Options (Right to Buy) | $22.03 | 2021-03-01 | Common Stock (6305) | Direct | |
| Stock Options (Right to Buy) | $13.04 | 2022-01-03 | Common Stock (12382) | Direct | |
| Stock Options (Right to Buy) | $12.90 | 2022-02-01 | Common Stock (12516) | Direct | |
| Stock Options (Right to Buy) | $12.97 | 2022-03-01 | Common Stock (12449) | Direct | |
| Stock Options (Right to Buy) | $13.33 | 2023-03-28 | Common Stock (13843) | Direct | |
| Stock Options (Right to Buy) | $14.50 | 2023-04-30 | Common Stock (12726) | Direct | |
| Stock Options (Right to Buy) | $15.37 | 2023-05-31 | Common Stock (12005) | Direct | |
| Stock Options (Right to Buy) | $20.82 | 2024-03-31 | Common Stock (4803) | Direct | |
| Stock Options (Right to Buy) | $20.91 | 2024-04-30 | Common Stock (4782) | Direct | |
| Stock Options (Right to Buy) | $21.30 | 2024-05-30 | Common Stock (4695) | Direct | |
| Stock Options (Right to Buy) | $22.68 | 2025-03-31 | Common Stock (4409) | Direct | |
| Stock Options (Right to Buy) | $20.93 | 2025-04-30 | Common Stock (4778) | Direct |
Footnotes
F1: The Restricted Stock Units vest 100% on April 18, 2016. Vested shares will be delivered to the reporting person within thirty (30) days after April 18, 2016. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 18, 2016.
F2: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F3: The Restricted Stock Units vest 100% on April 17, 2017. Vested shares will be delivered to the reporting person within thirty (30) days after April 17, 2017. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 17, 2017.
F4: The Restricted Stock Units vest 100% on April 16, 2018. Vested shares will be delivered to the reporting person within thirty (30) days after April 16, 2018. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to April 16, 2018.
F5: The options vest in three annual installments beginning on February 2, 2010.
F6: The options vest in three annual installments beginning on December 2, 2010.
F7: The options vest in three annual installments beginning on January 4, 2011.
F8: The options vest in three annual installments beginning on February 1, 2011.
F9: The options vest in three annual installments beginning on January 3, 2012.
F10: The options vest in three annual installments beginning on February 1, 2012.
F11: The options vest in three annual installments beginning on March 1, 2012.