AI assistant
CorMedix Inc. — Director's Dealing 2013
Dec 16, 2013
32333_dirs_2013-12-16_61c32a6a-57c8-4a66-8c42-46412f8cbfaf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CorMedix Inc. (CRMD)
CIK: 0001410098
Period of Report: 2013-12-13
Reporting Person: Lefkowitz Steven W (Director, Interim Chief Financial Ofcr)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-16 | Common Stock, $0.001 par value per share | P | 7500 | $0.74 | Acquired | 141929 | Direct |
| 2013-12-13 | Common Stock, $0.001 par value per share | P | 10500 | $0.8 | Acquired | 134429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-13 | Senior Convertible Note (convertible into Common Stock) | $0.35 | C | 42857 | Disposed | 2013-11-13 | Common Stock, $0.001 par value per share (42857) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value per share | 100000 | Indirect |
| Common Stock, $0.01 par value per share | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (right to purchase Common Stock) | $3.4375 | 2015-03-24 | Common Stock, $0.001 par value per share (5000) | 5000 | Direct |
| Stock Option (right to buy) | $0.9 | 2023-03-20 | Common Stock, $0.001 par value per share (120000) | 120000 | Direct |
| Stock Option (right to buy) | $0.68 | 2022-12-05 | Common Stock, $0.001 par value per share (150000) | 150000 | Direct |
| Warrant (right to purchase Common Stock) | $0.4 | 2017-11-13 | Common Stock, $0.001 par value per share (37500) | 37500 | Direct |
| Warrant (right to purchase Common Stock) | $0.4 | 2017-09-20 | Common Stock, $0.001 par value per share (87500) | 87500 | Indirect |
| Stock Option (right to buy) | $0.29 | 2022-01-06 | Common Stock, $0.001 par value per share (30000) | 30000 | Direct |
| Stock Option (right to buy) | $1.1 | 2021-08-11 | Common Stock, $0.001 par value per share (30000) | 30000 | Direct |
| Warrant | $3.4375 | 2015-03-24 | Common Stock, $0.001 par value per share (19536) | 19536 | Direct |
Footnotes
F1: The reporting person beneficially owns these securities through Wade Capital Corporation Money Purchase Plan (an entity for which he has voting and investment control).
F2: These options vest quarterly over two years beginning June 13, 2013.
F3: These options vest as follows: (a) fifty percent (50%) on the date of issuance of the CE Mark certification for Neutrolin in Europe, which occuured on July 5, 2013, and (b) fifty percent (50%) on December 31, 2013.
F4: The options vest in full on the first anniversary of the date of grant.
F5: The options vest ratably, one-third of which will vest on each of the grant date, the first anniversary and the second anniversary thereof.
F6: (Right to buy Common Stock, $0.001 par value per share)
F7: The warrants were issued as part of the Company's initial public offering in March 2010 and were exercisable beginning six months after the effective date of the Company's registration statement related thereto.
F8: The reporting person's Form 4 filed September 23, 2013 mistakenly indicated the total number of securities beneficially owned was 181,072, when in fact the total number of securities beneficially owned is 100,000.