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CorMedix Inc. — Director's Dealing 2013
Mar 22, 2013
32333_dirs_2013-03-22_e5ede6b8-6a82-4462-b820-84024e5f62fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CorMedix Inc. (CRMD)
CIK: 0001410098
Period of Report: 2013-03-20
Reporting Person: Pfaffle Antony (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-20 | Stock Option (right to buy) | $0.9 | A | 210000 | Acquired | 2023-03-22 | Common Stock, $0.001 par value per share (210000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value per share | 16850 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.68 | 2022-12-05 | Common Stock, $0.001 par value per share (250000) | 250000 | Direct |
| Stock Option (right to buy) | $0.29 | 2022-01-06 | Common Stock, $0.001 par value per share (30000) | 30000 | Direct |
| Stock Option (right to buy) | $2.1 | 2021-01-14 | Common Stock, $0.001 par value per share (30000) | 30000 | Direct |
| Stock Option (right to buy) | $3.125 | 2020-03-30 | Common Stock, $0.001 par value per share (20000) | 20000 | Direct |
Footnotes
F1: These options vest based on performance milestones running through December 31, 2014.
F2: These options vest as follows: (a) fifty percent (50% on the date of issuance of the CE Mark certification for Neutrolin in Europe, if the CE Mark approval is obtained on or before June 30, 2013, and (b) fifty percent (50%) on December 31, 2013.
F3: The options vest in full on the first anniversary of the date of grant.
F4: These options vest on January 14, 2012.
F5: These options vest as follows: 1/3 on March 30, 2010; an additional 1/3 on March 30, 2011; and the remaining 1/3 on March 30, 2012.