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CorMedix Inc. — Director's Dealing 2013
Sep 30, 2013
32333_dirs_2013-09-30_d649a35e-ef5b-4ba4-9d83-61d4619fc40e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CorMedix Inc. (CRMD)
CIK: 0001410098
Period of Report: 2013-09-24
Reporting Person: Pfaffle Antony (Director, Interim Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-24 | Common Stock, $0.001 par value per share | S | 125 | $0.92 | Disposed | 16725 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-20 | Stock Option (right to buy) | $0.9 | A | 210000 | Acquired | 2023-03-22 | Common Stock, $0.001 par value per share (210000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $0.68 | 2022-12-05 | Common Stock, $0.001 par value per share (250000) | 250000 | Direct |
| Stock Option (right to buy) | $0.29 | 2022-01-06 | Common Stock, $0.001 par value per share (30000) | 30000 | Direct |
| Stock Option (right to buy) | $2.1 | 2021-01-14 | Common Stock, $0.001 par value per share (30000) | 30000 | Direct |
| Stock Option (right to buy) | $3.125 | 2020-03-30 | Common Stock, $0.001 par value per share (20000) | 20000 | Direct |
Footnotes
F1: The sale was effected by Dr. Pfaffle's broker without his knowledge as part of an account fee payment.
F2: These options vest based on performance milestones running through December 31, 2014.
F3: These options vest as follows: (a) fifty percent (50%) on the date of issuance of the CE Mark certification, which occurred on July 5, 2013, and (b) fifty percent (50%) on December 31, 2013.
F4: The options vest in full on the first anniversary of the date of grant.
F5: These options vest on January 14, 2012.
F6: These options vest as follows: 1/3 on March 30, 2010; an additional 1/3 on March 30, 2011; and the remaining 1/3 on March 30, 2012.