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Contango ORE, Inc. — Director's Dealing 2021
Jun 21, 2021
33109_dirs_2021-06-21_c0b779ed-e3d7-4bd2-bf4f-687259095c98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Contango ORE, Inc. (CTGO)
CIK: 0001502377
Period of Report: 2021-06-18
Reporting Person: Van Nieuwenhuyse Rick (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-18 | Common Stock | P | 47619 | $21 | Acquired | 351241 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $14.5 | 2025-01-06 | Common Stock (100000) | 100000 | Direct |
Footnotes
F1: On June 18, 2021, the reporting person purchased 47,619 shares of common stock as part of a Private Placement Offering of the Company at $21.00 per share.
F2: Includes (i) 23,333 shares of restricted stock that will vest on January 1, 2022, (ii) 37,500 shares of restricted stock that will vest on January 6, 2022, and (iii) 75,000 shares of restricted stock that will vest on January 1, 2023.
F3: Half of the Stock Options vested on January 6, 2021 and the remainder vest on January 6, 2022.
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