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Contango ORE, Inc. Director's Dealing 2021

Jun 21, 2021

33109_dirs_2021-06-21_c0b779ed-e3d7-4bd2-bf4f-687259095c98.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Contango ORE, Inc. (CTGO)
CIK: 0001502377
Period of Report: 2021-06-18

Reporting Person: Van Nieuwenhuyse Rick (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-18 Common Stock P 47619 $21 Acquired 351241 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (right to buy) $14.5 2025-01-06 Common Stock (100000) 100000 Direct

Footnotes

F1: On June 18, 2021, the reporting person purchased 47,619 shares of common stock as part of a Private Placement Offering of the Company at $21.00 per share.

F2: Includes (i) 23,333 shares of restricted stock that will vest on January 1, 2022, (ii) 37,500 shares of restricted stock that will vest on January 6, 2022, and (iii) 75,000 shares of restricted stock that will vest on January 1, 2023.

F3: Half of the Stock Options vested on January 6, 2021 and the remainder vest on January 6, 2022.