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Contango ORE, Inc. — Director's Dealing 2017
Feb 16, 2017
33109_dirs_2017-02-16_a7dceb05-ee5b-49e2-9fea-82b4eac1ccb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Contango ORE, Inc. (CTGO)
CIK: 0001502377
Period of Report: 2016-12-16
Reporting Person: Gaines Leah S (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-16 | Common Stock, par value $0.01 | F | 3043 | $24.00 | Disposed | 46329 | Direct |
| 2017-02-15 | Common Stock, par value $0.01 | S | 503 | $20.01 | Disposed | 45826 | Direct |
| 2017-02-15 | Common Stock, par value $0.01 | S | 697 | $20.00 | Disposed | 45129 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $10.01 | 2018-09-25 | Common Stock (7500) | 7500 | Direct |
Footnotes
F1: Ms. Gaines forfeited 3,043 shares in order to satisfy the tax liability associated with the restricted shares that vested in September 2016.
F2: The options fully vested on September 25, 2015.
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