Contango ORE, Inc. — Director's Dealing 2016

Dec 14, 2016

SEC Form 4/A — Form 4/A

Issuer: Contango ORE, Inc. (CTGO)
CIK: 0001502377
Period of Report: 2016-09-30

Reporting Person: JUNEAU JOHN B (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-09-30	Common Stock, par value $0.01	G	1000	—	Disposed	174898	Direct
2016-10-31	Common Stock, par value $0.01	G	1000	—	Disposed	173898	Direct
2016-10-28	Common Stock, par value $0.01	A	41667	$9.00	Acquired	147234	Indirect
2016-11-07	Common Stock, par value $0.01	A	41667	$9.00	Acquired	83334	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-10-28	Warrant (Right to Buy)	$10	M	41667	Acquired	2018-03-22	Common Stock (41667)	Indirect
2016-11-07	Warrant (Right to Buy)	$10	M	41667	Acquired	2018-03-22	Common Stock (41667)	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$10	2017-12-07	Common Stock (75000)	75000	Direct

Footnotes

F1: The shares disposition was a charitable donation.

F2: The original warrants were exercised for cash at $9 per share as part of a private placement offering. opened through November 15, 2016 and shares of common stock were issued.

F3: The options are fully vested.

F4: This number represents the amount of common stock owned by J5D Enterprises, LP.

F5: This number represents the amount of common stock owned by Juneau Exploration, LP.