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Contango ORE, Inc. — Director's Dealing 2015
Sep 30, 2015
33109_dirs_2015-09-30_7ba9365f-0f0e-404e-82aa-21948fe3218d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Contango ORE, Inc. (CTGO)
CIK: 0001502377
Period of Report: 2015-09-18
Reporting Person: JUNEAU JOHN B (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-18 | Common Stock, par value $0.01 | A | 45000 | — | Acquired | 95898 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 | 105567 | Indirect |
| Common Stock, par value $0.01 | 41667 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (Right to Buy) | $10 | 2018-03-22 | Common Stock (41667) | 41667 | Indirect |
| Warrant (Right to Buy) | $10 | 2018-03-22 | Common Stock (41667) | 41667 | Indirect |
| Stock Option (Right to Buy) | $10 | 2017-12-07 | Common Stock (75000) | 75000 | Direct |
Footnotes
F1: The shares represent a grant of restricted stock which vests in three equal annual installments beginning on September 18, 2015.
F2: The options are fully vested.
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