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CONSUMER PORTFOLIO SERVICES, INC. — Director's Dealing 2021
Jun 5, 2021
33816_dirs_2021-06-04_1057eb20-a866-4a01-93be-3dca9a5a87bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSUMER PORTFOLIO SERVICES, INC. (CPSS)
CIK: 0000889609
Period of Report: 2021-06-02
Reporting Person: Rayhill Brian (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-02 | Common Stock, no par value | M | 25000 | $1.03 | Acquired | 52168 | Direct |
| 2021-06-02 | Common Stock, no par value | F | 5321 | $4.84 | Disposed | 46847 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-02 | Stock Option (right to buy) | $1.03 | M | 25000 | Disposed | 2021-06-03 | Common Stock, No Par Value (25000) | Direct |
Footnotes
F1: Represents a "net exercise" of outstanding stock options. The reporting person received 19,679 shares of common stock on net exercise of option to purchase 25,000 shares of common stock. The reporting person forfeited 5,321 shares of common stock underlying the option in payment of the exercise prices, using the closing stock price on June 2, 2021 of $4.84 per share.
F2: Issued in consideration of the named person's services to the issuer.
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