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CONSTELLATION BRANDS, INC. — Director's Dealing 2021
Jan 12, 2021
30189_dirs_2021-01-12_450e7cee-cb51-4635-99c2-7b208d503dfd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2021-01-08
Reporting Person: Hanson Robert Lee (EVP & Pres. Wine and Spirits)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-08 | Class A Common Stock | C | 6101 | — | Acquired | 10179 | Direct |
| 2021-01-08 | Class A Common Stock | S | 4045 | $228.15 | Disposed | 6134 | Direct |
| 2021-01-08 | Class A Common Stock | S | 2056 | $230.0255 | Disposed | 4078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-08 | Non-Qualified Stock Option (right to buy) | $87.13 | M | 1606 | Disposed | 2022-04-24 | Class 1 (convertible) Common Stock (1606.0) | Direct |
| 2021-01-08 | Non-Qualified Stock Option (right to buy) | $119.37 | M | 1172 | Disposed | 2022-04-24 | Class 1 (convertible) Common Stock (1172.0) | Direct |
| 2021-01-08 | Non-Qualified Stock Option (right to buy) | $166.34 | M | 1267 | Disposed | 2022-04-24 | Class 1 (convertible) Common Stock (1267.0) | Direct |
| 2021-01-08 | Non-Qualified Stock Option (right to buy) | $197.18 | M | 1041 | Disposed | 2022-04-24 | Class 1 (convertible) Common Stock (1041.0) | Direct |
| 2021-01-08 | Non-Qualified Stock Option (right to buy) | $213.85 | M | 1015 | Disposed | 2022-04-24 | Class 1 (convertible) Common Stock (1015.0) | Direct |
| 2021-01-08 | Class 1 (convertible) Common Stock | $ | M | 6101 | Acquired | Class A Common Stock (6101.0) | Direct | |
| 2021-01-08 | Class 1 (convertible) Common Stock | $ | C | 6101 | Disposed | Class A Common Stock (6101.0) | Direct |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Includes shares of Class A Common Stock acquired in July 2020 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $230.0000 to $ 230.1200, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: 100% of this option has become exercisable.
F5: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F6: The shares of Class 1 Common Stock were acquired at the following prices: 1,606 at $87.13, 1,172 at $119.37, 1,267 at $166.34, 1,041 at $197.18. and 1,015 at $213.85.