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CONSTELLATION BRANDS, INC. — Director's Dealing 2021
Apr 22, 2021
30189_dirs_2021-04-22_dde6ccc3-aef8-45ea-83ef-c7e61d73be40.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2021-04-20
Reporting Person: SANDS RICHARD (Director, Vice Chairman of the Board, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-20 | Non-Qualified Stock Option (right to buy) | $238.31 | A | 56846 | Acquired | 2031-04-20 | Class 1 (convertible) Common Stock (56846.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Class B (convertible) Common Stock | $ | Class A Common Stock (22746786.0) | 22746786 | Indirect | |
| Class B (convertible) Common Stock | $ | Class A Common Stock (37350.0) | 37350 | Indirect | |
| Non-Qualified Stock Option (right to buy) | $24.5 | 2022-04-03 | Class 1 (convertible) Common Stock (357030.0) | 357030 | Indirect |
| Non-Qualified Stock Option (right to buy) | $47.79 | 2023-04-26 | Class 1 (convertible) Common Stock (167370.0) | 167370 | Indirect |
| Non-Qualified Stock Option (right to buy) | $79.61 | 2024-04-28 | Class 1 (convertible) Common Stock (105200.0) | 105200 | Indirect |
| Non-Qualified Stock Option (right to buy) | $117.12 | 2025-04-28 | Class 1 (convertible) Common Stock (94170.0) | 94170 | Indirect |
| Non-Qualified Stock Option (right to buy) | $156.84 | 2026-04-25 | Class 1 (convertible) Common Stock (79141.0) | 79141 | Indirect |
| Non-Qualified Stock Option (right to buy) | $172.09 | 2027-04-21 | Class 1 (convertible) Common Stock (84970.0) | 84970 | Indirect |
| Non-Qualified Stock Option (right to buy) | $228.26 | 2028-04-23 | Class 1 (convertible) Common Stock (66895.0) | 66895 | Indirect |
| Non-Qualified Stock Option (right to buy) | $207.48 | 2029-04-23 | Class 1 (convertible) Common Stock (73087.0) | 73087 | Indirect |
| Non-Qualified Stock Option (right to buy) | $153.02 | 2030-04-21 | Class 1 (convertible) Common Stock (111425.0) | 111425 | Indirect |
Footnotes
F1: This option becomes exercisable at the rate of 25% per year beginning on the date specified.
F2: Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.
F3: RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar Partners LLC ("WildStar"). WildStar holds a 0.045% co-general partner interest in various Sands Family limited partnerships. The reporting person is a member and co-manager of RRA&Z.
F4: Reflects a change in beneficial ownership of the reported shares of Class B Common Stock from direct to indirect. On October 13, 2020, the reporting person transferred these shares to RES Master LLC.
F5: RES Master LLC is a limited liability company that is wholly-owned by a trust, for which the reporting person serves as trustee and is the sole beneficiary.
F6: 100% of this option has become exercisable.
F7: Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On November 16, 2020, the reporting person transferred the Non-Qualified Stock Options to RES Master LLC.