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CONSTELLATION BRANDS, INC. — Director's Dealing 2021
May 4, 2021
30189_dirs_2021-05-04_e063abc2-943e-4bd9-a2bc-2db63ca4eb26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2021-05-01
Reporting Person: Monteiro Mallika (EVP, Chief Growth&Strategy Off)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-01 | Class A Common Stock | M | 479 | — | Acquired | 1036 | Direct |
| 2021-05-01 | Class A Common Stock | F | 134 | $240.32 | Disposed | 902 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-01 | Restricted Stock Units | $ | M | 37 | Disposed | 2021-05-01 | Class A Common Stock (37.0) | Direct |
| 2021-05-01 | Restricted Stock Units | $ | M | 45 | Disposed | 2022-05-01 | Class A Common Stock (45.0) | Direct |
| 2021-05-01 | Restricted Stock Units | $ | M | 141 | Disposed | 2021-05-01 | Class A Common Stock (141.0) | Direct |
| 2021-05-01 | Restricted Stock Units | $ | M | 64 | Disposed | 2023-05-01 | Class A Common Stock (64.0) | Direct |
| 2021-05-01 | Restricted Stock Units | $ | M | 192 | Disposed | Class A Common Stock (192.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1 | Indirect |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F2: Includes shares of Class A Common Stock acquired in July 2020 and January 2021 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F3: The restricted stock units disposed of in the reported transaction vested on May 1, 2021. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.