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CONSTELLATION BRANDS, INC. Director's Dealing 2021

Jul 22, 2021

30189_dirs_2021-07-22_110185ca-ed5f-4e61-80a7-f375d620b6ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2021-07-20

Reporting Person: LOCKE JAMES A III (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-20 Class A Common Stock A 510 Acquired 510 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-20 Non-Qualified Stock Option (right to buy) $225.17 A 987 Acquired 2031-07-20 Class 1 (convertible) Common Stock (987.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 40084 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $225.17 2031-07-20 Class 1 (convertible) Common Stock (987.0) 987 Indirect

Footnotes

F1: The shares reported herein were granted on July 20, 2021 in the form of restricted stock units. The restricted stock units vest on July 10, 2022.

F2: Reflects a change in beneficial ownership of 567 shares of Class A Common Stock from direct to indirect. On July 21, 2021, the reporting person transferred 567 Shares to the James A. Locke III Revocable Trust.

F3: Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary.

F4: Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On July 21, 2021, the reporting person transferred the Non-Qualified Stock Options to the James A. Locke III Revocable Trust.