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CONSTELLATION BRANDS, INC. — Director's Dealing 2021
Jul 22, 2021
30189_dirs_2021-07-22_110185ca-ed5f-4e61-80a7-f375d620b6ff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2021-07-20
Reporting Person: LOCKE JAMES A III (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-20 | Class A Common Stock | A | 510 | — | Acquired | 510 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-20 | Non-Qualified Stock Option (right to buy) | $225.17 | A | 987 | Acquired | 2031-07-20 | Class 1 (convertible) Common Stock (987.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 40084 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $225.17 | 2031-07-20 | Class 1 (convertible) Common Stock (987.0) | 987 | Indirect |
Footnotes
F1: The shares reported herein were granted on July 20, 2021 in the form of restricted stock units. The restricted stock units vest on July 10, 2022.
F2: Reflects a change in beneficial ownership of 567 shares of Class A Common Stock from direct to indirect. On July 21, 2021, the reporting person transferred 567 Shares to the James A. Locke III Revocable Trust.
F3: Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary.
F4: Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On July 21, 2021, the reporting person transferred the Non-Qualified Stock Options to the James A. Locke III Revocable Trust.