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CONSTELLATION BRANDS, INC. — Director's Dealing 2017
Aug 3, 2017
30189_dirs_2017-08-03_7d2ac4e1-252a-40f0-bef1-1071726c0349.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2017-08-01
Reporting Person: MULLIN THOMAS J (Exec. VP & Gen. Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-01 | Class A Common Stock | C | 31308.0000 | — | Acquired | 86005.0000 | Direct |
| 2017-08-01 | Class A Common Stock | S | 31308.0000 | $195.0811 | Disposed | 54697.0000 | Direct |
| 2017-08-03 | Class A Common Stock | C | 23526.0000 | — | Acquired | 78223.0000 | Direct |
| 2017-08-03 | Class A Common Stock | S | 23526.0000 | $193.7168 | Disposed | 54697.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-01 | Class 1 (convertible) Common Stock | $ | M | 31308.0000 | Acquired | Class A Common Stock (31308.0000) | Direct | |
| 2017-08-01 | Class 1 (convertible) Common Stock | $ | C | 31308.0000 | Disposed | Class A Common Stock (31308.0000) | Direct | |
| 2017-08-01 | Non-Qualified Stock Option (right to buy) | $16.6700 | M | 31308.0000 | Disposed | 2020-04-05 | Class 1 Common Stock (31308.0000) | Direct |
| 2017-08-03 | Class 1 (convertible) Common Stock | $ | M | 23526.0000 | Acquired | Class A Common Stock (23526.0000) | Direct | |
| 2017-08-03 | Class 1 (convertible) Common Stock | $ | C | 23526.0000 | Disposed | Class A Common Stock (23526.0000) | Direct | |
| 2017-08-03 | Non-Qualified Stock Option (right to buy) | $16.6700 | M | 23526.0000 | Disposed | 2020-04-05 | Class 1 Common Stock (23526.0000) | Direct |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $194.76 to $195.25, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $193.50 to $194.19, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F5: The four-year vesting schedule began on the date specified; 100% of this option has now vested.