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CONSTELLATION BRANDS, INC. — Director's Dealing 2013
Mar 27, 2013
30189_dirs_2013-03-27_14df2239-6db9-4c49-9da2-d40428b2ff52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2013-03-25
Reporting Person: MULLIN THOMAS J (Exec. VP & Gen. Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-25 | Class A Common Stock | M | 59000.0000 | $11.7950 | Acquired | 104805.0000 | Direct |
| 2013-03-25 | Class A Common Stock | M | 53170.0000 | $11.7500 | Acquired | 157975.0000 | Direct |
| 2013-03-27 | Class A Common Stock | M | 6830.0000 | $11.7500 | Acquired | 164805.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-25 | Non-Qualified Stock Option (right to buy) | $11.7950 | M | 59000.0000 | Disposed | 2013-04-02 | Class A Common Stock (59000.0000) | Direct |
| 2013-03-25 | Non-Qualified Stock Option (right to buy) | $11.7500 | M | 53170.0000 | Disposed | 2013-04-03 | Class A Common Stock (53170.0000) | Direct |
| 2013-03-27 | Non-Qualified Stock Option (right to buy) | $11.7500 | M | 6830.0000 | Disposed | 2013-04-03 | Class A Common Stock (6830.0000) | Direct |
| 2012-12-22 | Non-Qualified Stock Option (right to buy) | $23.4800 | G | 30000.0000 | Disposed | 2018-01-02 | Class 1 Common Stock (30000.0000) | Indirect |
| 2012-12-22 | Non-Qualified Stock Option (right to buy) | $19.1200 | G | 130900.0000 | Disposed | 2018-04-01 | Class 1 Common Stock (130900.0000) | Indirect |
| 2012-12-22 | Non-Qualified Stock Option (right to buy) | $22.2700 | G | 16250.0000 | Disposed | 2017-04-18 | Class 1 Common Stock (16250.0000) | Indirect |
| 2012-12-22 | Non-Qualified Stock Option (right to buy) | $16.6700 | G | 54836.0000 | Disposed | 2020-04-05 | Class 1 Common Stock (54836.0000) | Indirect |
| 2012-12-22 | Non-Qualified Stock Option (right to buy) | $20.6000 | G | 22743.0000 | Disposed | 2021-04-05 | Class 1 Common Stock (22743.0000) | Indirect |
| 2012-12-22 | Non-Qualified Stock Option (right to buy) | $11.8500 | G | 161483.0000 | Disposed | 2019-04-06 | Class 1 Common Stock (161483.0000) | Indirect |
| 2012-12-22 | Non-Qualified Stock Option (right to buy) | $20.7900 | G | 48750.0000 | Disposed | 2017-04-03 | Class A Common Stock (48750.0000) | Indirect |
| 2012-12-22 | Non-Qualified Stock Option (right to buy) | $25.8800 | G | 30000.0000 | Disposed | 2016-04-05 | Class A Common Stock (30000.0000) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $24.5000 | 2022-04-03 | Class 1 Common Stock (70500.0000) | 70500.0000 | Direct |
| Non-Qualified Stock Option (right to buy) | $16.6700 | 2020-04-05 | Class 1 Common Stock (54834.0000) | 54834.0000 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.6000 | 2021-04-05 | Class 1 Common Stock (68227.0000) | 68227.0000 | Direct |
| Non-Qualified Stock Option (right to buy) | $11.8500 | 2019-04-06 | Class 1 Common Stock (53827.0000) | 53827.0000 | Direct |
| Non-Qualified Stock Option (right to buy) | $20.7900 | 2017-04-03 | Class A Common Stock (116900.0000) | 116900.0000 | Direct |
| Non-Qualified Stock Option (right to buy) | $25.8800 | 2016-04-05 | Class A Common Stock (60200.0000) | 60200.0000 | Direct |
| Non-Qualified Stock Option (right to buy) | $16.6300 | 2014-04-06 | Class A Common Stock (60000.0000) | 60000.0000 | Direct |
| Non-Qualified Stock Option (right to buy) | $27.2350 | 2015-04-07 | Class A Common Stock (38000.0000) | 38000.0000 | Direct |
| Non-Qualified Stock Option (right to buy) | $23.0200 | 2014-12-23 | Class A Common Stock (40000.0000) | 40000.0000 | Direct |
| Performance Share Units | $ | Class A Common Stock (29760.0000) | 29760.0000 | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (12820.0000) | 12820.0000 | Direct |
Footnotes
F1: 100% of this option has become exercisable.
F2: Reflects a gift on 12/22/12 by the reporting person of his entire membership interest in a limited liability company to a family trust. Such limited liability company holds these stock options, which were contributed to such limited liability company by the reporting person on 12/21/12, at which time the reporting person was the sole member of such limited liability company. The reporting person does not have a beneficial ownership interest in that family trust.
F3: This option becomes exercisable at the rate of 25% per year beginning on the date specified.
F4: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F5: The performance share units vest on May 1, 2014 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.
F6: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F7: These restricted stock units vest in four equal annual installments beginning on May 1, 2013. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.