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CONSTELLATION BRANDS, INC. — Director's Dealing 2013
Apr 24, 2013
30189_dirs_2013-04-24_3a8e0118-d818-4b25-a5b4-c5c496acd247.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2013-04-22
Reporting Person: SMITH PAUL L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-22 | Class A Common Stock | C | 12738.0000 | — | Acquired | 33765.0000 | Direct |
| 2013-04-22 | Class A Common Stock | S | 12738.0000 | $48.0007 | Disposed | 21027.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-22 | Class 1 (convertible) Common Stock | $ | M | 6398.0000 | Acquired | Class A Common Stock (6398.0000) | Direct | |
| 2013-04-22 | Class 1 (convertible) Common Stock | $ | M | 6340.0000 | Acquired | Class A Common Stock (6340.0000) | Direct | |
| 2013-04-22 | Class 1 (convertible) Common Stock | $ | C | 12738.0000 | Disposed | Class A Common Stock (12738.0000) | Direct | |
| 2013-04-22 | Non-Qualified Stock Option (right to buy) | $21.8800 | M | 6398.0000 | Disposed | 2018-07-17 | Class 1 Common Stock (6398.0000) | Direct |
| 2013-04-22 | Non-Qualified Stock Option (right to buy) | $22.0800 | M | 6340.0000 | Disposed | 2017-07-26 | Class 1 Common Stock (6340.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 8033.0000 | Indirect |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.0000 to $48.0100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F4: 100% of this option has become exercisable.