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CONSTELLATION BRANDS, INC. — Director's Dealing 2013
Apr 25, 2013
30189_dirs_2013-04-25_16ff1e9d-df6b-4614-83d4-87a185079ac0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2013-04-23
Reporting Person: HETTERICH F PAUL (Executive VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-23 | Class A Common Stock | C | 210917.0000 | — | Acquired | 263076.0000 | Direct |
| 2013-04-23 | Class A Common Stock | M | 40000.0000 | $23.0200 | Acquired | 303076.0000 | Direct |
| 2013-04-23 | Class A Common Stock | M | 19672.0000 | $15.2500 | Acquired | 322748.0000 | Direct |
| 2013-04-23 | Class A Common Stock | S | 50775.0000 | $48.6012 | Disposed | 271973.0000 | Direct |
| 2013-04-23 | Class A Common Stock | S | 219814.0000 | $48.4203 | Disposed | 52159.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-23 | Class 1 (convertible) Common Stock | $ | M | 110300.0000 | Acquired | Class A Common Stock (110300.0000) | Direct | |
| 2013-04-23 | Class 1 (convertible) Common Stock | $ | M | 50775.0000 | Acquired | Class A Common Stock (50775.0000) | Direct | |
| 2013-04-23 | Class 1 (convertible) Common Stock | $ | M | 49842.0000 | Acquired | Class A Common Stock (49842.0000) | Direct | |
| 2013-04-23 | Class 1 (convertible) Common Stock | $ | C | 210917.0000 | Disposed | Class A Common Stock (210917.0000) | Direct | |
| 2013-04-23 | Incentive Stock Option | $15.2500 | M | 19672.0000 | Disposed | 2013-06-26 | Class A Common Stock (19672.0000) | Direct |
| 2013-04-23 | Non-Qualified Stock Option (right to buy) | $19.1200 | M | 110300.0000 | Disposed | 2018-04-01 | Class 1 Common Stock (110300.0000) | Direct |
| 2013-04-23 | Non-Qualified Stock Option (right to buy) | $16.6700 | M | 50775.0000 | Disposed | 2020-04-05 | Class 1 Common Stock (50775.0000) | Direct |
| 2013-04-23 | Non-Qualified Stock Option (right to buy) | $11.8500 | M | 49842.0000 | Disposed | 2019-04-06 | Class 1 Common Stock (49842.0000) | Direct |
| 2013-04-23 | Non-Qualified Stock Option (right to buy) | $23.0200 | M | 40000.0000 | Disposed | 2014-12-23 | Class A Common Stock (40000.0000) | Direct |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.5300 to $48.6500, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.2500 to $48.6100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F5: 100% of this option has become exercisable.
F6: This option becomes exercisable at the rate of 25% per year beginning on the date specified.