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CONSTELLATION BRANDS, INC. — Director's Dealing 2013
May 3, 2013
30189_dirs_2013-05-02_6135d77c-6ee3-4c09-abbe-9e74e3c96792.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2013-04-30
Reporting Person: HETTERICH F PAUL (Executive VP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-04-30 | Class A Common Stock | M | 147250.0000 | $20.7900 | Acquired | 199409.0000 | Direct |
| 2013-04-30 | Class A Common Stock | C | 42116.0000 | — | Acquired | 241525.0000 | Direct |
| 2013-04-30 | Class A Common Stock | S | 189366.0000 | $48.7099 | Disposed | 52159.0000 | Direct |
| 2013-05-01 | Class A Common Stock | M | 24915.0000 | — | Acquired | 77074.0000 | Direct |
| 2013-05-01 | Class A Common Stock | M | 2968.0000 | — | Acquired | 80042.0000 | Direct |
| 2013-05-01 | Class A Common Stock | F | 14380.0000 | $49.2300 | Disposed | 65662.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-04-30 | Class 1 (convertible) Common Stock | $ | M | 42116.0000 | Acquired | Class A Common Stock (42116.0000) | Direct | |
| 2013-04-30 | Class 1 (convertible) Common Stock | $ | C | 42116.0000 | Disposed | Class A Common Stock (42116.0000) | Direct | |
| 2013-04-30 | Non-Qualified Stock Option (right to buy) | $20.6000 | M | 42116.0000 | Disposed | 2021-04-05 | Class 1 Common Stock (42116.0000) | Direct |
| 2013-04-30 | Non-Qualified Stock Option (right to buy) | $20.7900 | M | 147250.0000 | Disposed | 2017-04-03 | Class A Common Stock (147250.0000) | Direct |
| 2013-05-01 | Performance Share Units | $ | M | 24915.0000 | Disposed | Class A Common Stock (24915.0000) | Direct | |
| 2013-05-01 | Restricted Stock Units | $ | M | 2968.0000 | Disposed | Class A Common Stock (2968.0000) | Direct |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $48.500 to $48.9900, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F4: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.
F5: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F6: This option becomes exercisable at the rate of 25% per year beginning on the date specified.
F7: 100% of this option has become exercisable.
F8: The performance share units disposed of in the reported transaction vested on May 1, 2013. Vested shares were delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.
F9: The restricted stock units disposed of in the reported transaction vested on May 1, 2013. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.