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CONSTELLATION BRANDS, INC. — Director's Dealing 2013
May 13, 2013
30189_dirs_2013-05-13_bff1ebc7-57e0-4127-a68e-8ae019f7fb43.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2013-05-09
Reporting Person: SMITH PAUL L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-09 | Class A Common Stock | C | 11341.0000 | — | Acquired | 32368.0000 | Direct |
| 2013-05-09 | Class A Common Stock | M | 2836.0000 | $24.6800 | Acquired | 35204.0000 | Direct |
| 2013-05-09 | Class A Common Stock | M | 2503.0000 | $27.9600 | Acquired | 37707.0000 | Direct |
| 2013-05-09 | Class A Common Stock | S | 16680.0000 | $49.0242 | Disposed | 21027.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-09 | Class 1 (convertible) Common Stock | $ | M | 6517.0000 | Acquired | Class A Common Stock (6517.0000) | Direct | |
| 2013-05-09 | Class 1 (convertible) Common Stock | $ | M | 4824.0000 | Acquired | Class A Common Stock (4824.0000) | Direct | |
| 2013-05-09 | Class 1 (convertible) Common Stock | $ | C | 11341.0000 | Disposed | Class A Common Stock (11341.0000) | Direct | |
| 2013-05-09 | Non-Qualified Stock Option (right to buy) | $21.4800 | M | 6517.0000 | Disposed | 2021-07-21 | Class 1 Common Stock (6517.0000) | Direct |
| 2013-05-09 | Non-Qualified Stock Option (right to buy) | $29.0200 | M | 4824.0000 | Disposed | 2022-07-27 | Class 1 Common Stock (4824.0000) | Direct |
| 2013-05-09 | Non-Qualified Stock Option (right to buy) | $24.6800 | M | 2836.0000 | Disposed | 2016-07-27 | Class A Common Stock (2836.0000) | Direct |
| 2013-05-09 | Non-Qualified Stock Option (right to buy) | $27.9600 | M | 2503.0000 | Disposed | 2015-07-28 | Class A Common Stock (2503.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 8033.0000 | Indirect |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $49.0000 to $49.0700, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F4: 100% of this option has become exercisable.