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CONSTELLATION BRANDS, INC. — Director's Dealing 2013
Oct 30, 2013
30189_dirs_2013-10-30_2cc3e787-07f7-43c9-8caa-b1ec8094e37b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CONSTELLATION BRANDS, INC. (STZ)
CIK: 0000016918
Period of Report: 2013-10-29
Reporting Person: RYDER ROBERT P (Executive VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-29 | Class A Common Stock | C | 80636.0000 | — | Acquired | 133969.0000 | Direct |
| 2013-10-29 | Class A Common Stock | S | 80636.0000 | $65.3698 | Disposed | 53333.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-29 | Class 1 (convertible) Common Stock | $ | M | 50636.0000 | Acquired | Class A Common Stock (50636.0000) | Direct | |
| 2013-10-29 | Class 1 (convertible) Common Stock | $ | M | 30000.0000 | Acquired | Class A Common Stock (30000.0000) | Direct | |
| 2013-10-29 | Class 1 (convertible) Common Stock | $ | C | 80636.0000 | Disposed | Class A Common Stock (80636.0000) | Direct | |
| 2013-10-29 | Non-Qualified Stock Option (right to buy) | $23.4800 | M | 30000.0000 | Disposed | 2018-01-02 | Class 1 Common Stock (30000.0000) | Direct |
| 2013-10-29 | Non-Qualified Stock Option (right to buy) | $20.6000 | M | 50636.0000 | Disposed | 2021-04-05 | Class 1 Common Stock (50636.0000) | Direct |
Footnotes
F1: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
F2: Includes shares of Class A Common Stock acquired in July 2013 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.
F3: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.3400 to $65.3800, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
F5: 100% of this option has become exercisable.
F6: This option becomes exercisable at the rate of 25% per year beginning on the date specified.