ConnectOne Bancorp, Inc. — Director's Dealing 2021

Mar 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2021-03-15

Reporting Person: Burns William S (EVP & CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-15	Common Stock	F	656	$26.57	Disposed	88186	Direct
2021-03-19	Common Stock	F	1263	$26.45	Disposed	86923	Direct
2021-03-19	Common Stock	F	2995	$26.45	Disposed	83928	Direct
2021-03-23	Common Stock	A	3933	—	Acquired	87861	Direct
2021-03-23	Common Stock	F	1966	$26.24	Disposed	85895	Direct
2021-03-23	Common Stock	A	5111	—	Acquired	92284	Direct

Footnotes

F1: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018.

F2: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019.

F3: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020.

F4: Shares acquired pursuant to earned performance units granted on March 23, 2018.

F5: Reflects tax withholding of shares acquired pursuant to performance units reported above.

F6: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24.