ConnectOne Bancorp, Inc. — Director's Dealing 2021

Mar 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2021-03-15

Reporting Person: Magennis Elizabeth (EVP & Bank President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-15	Common Stock	F	614	$26.57	Disposed	86025	Direct
2021-03-19	Common Stock	F	1203	$26.45	Disposed	84822	Direct
2021-03-19	Common Stock	F	2925	$26.45	Disposed	81897	Direct
2021-03-23	Common Stock	A	3684	—	Acquired	85581	Direct
2021-03-23	Common Stock	F	1842	$25.24	Disposed	83739	Direct
2021-03-23	Common Stock	A	6686	—	Acquired	90425	Direct

Footnotes

F1: Reflects tax withholding of shares vested on March 15, 2021 pursuant to a grant of restricted stock units issued on March 15, 2018.

F2: Reflects tax withholding of shares vested on March 19, 2021, pursuant to a grant of restricted stock units issued on March 19, 2019.

F3: Reflects tax withholding of shares vested on March 19, 2021 pursuant to a grant of restricted stock units issued on March 20, 2020.

F4: Shares acquired pursuant to earned performance units granted on March 23, 2018.

F5: Reflects tax withholding of shares acquired pursuant to performance units reported above.

F6: Represents a grant of restricted stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/23/22, 1/3 vesting on 3/23/23, and the final 1/3 vesting on 3/23/24.