ConnectOne Bancorp, Inc. — Director's Dealing 2021

Jun 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2021-06-01

Reporting Person: Boswell Stephen T. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-01	Common Stock	A	1605	—	Acquired	45014.427	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	234607.907	Indirect

Footnotes

F1: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.

F2: Also includes 1,411.018 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

F3: Also includes 868.907 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

F4: Held by an irrevocable trust for benefit of his spouse and descendants(of which the reporting person's spouse, adult daughter and unrelated third person are trustees)