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ConnectOne Bancorp, Inc. Director's Dealing 2021

Jun 3, 2021

32054_dirs_2021-06-03_8d677367-05d5-4eaf-80b3-81b5d09be6bd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2021-06-01

Reporting Person: THOMPSON WILLIAM (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-01 Common Stock A 1605 Acquired 85746.4016 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 12430.5329 Indirect

Footnotes

F1: Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.

F2: Includes 353.9997 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

F3: The reporting person no longer has a reportable beneficial interest in 1,752.5892 shares owned by his adult child and included on his prior ownership reports.