ConnectOne Bancorp, Inc. — Director's Dealing 2021

Sep 20, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2021-09-16

Reporting Person: Boswell Stephen T. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-16	Common Stock	P	5200	$28.76	Acquired	50337.609	Direct
2021-09-16	Common Stock	G	4500	—	Disposed	45837.609	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	235527.938	Indirect

Footnotes

F1: Also includes 123.182 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

F2: This transaction reflects a charitable gift of 4,500 shares of Common Stock.

F3: Also includes 920.031 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.

F4: Held by an irrevocable trust for benefit of his spouse and descendants(of which the reporting person's spouse, adult daughter and unrelated third person are trustees)