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ConnectOne Bancorp, Inc. Director's Dealing 2020

Oct 30, 2020

32054_dirs_2020-10-30_e949f547-e4db-4960-9e67-caa1b1cba51e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2020-10-28

Reporting Person: Sorrentino Frank III (Director, Chairman, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-28	Common Stock	M	10000	$6.99	Acquired	778426	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-28	Stock Option	$6.99	M	10000	Disposed	2022-01-24	Common Stock (10000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	416	Indirect

Footnotes

F1: The reporting person no longer has a reportable beneficial interest in 5,228 shares owned by his adult children and included on his prior ownership reports.

F2: Prior ownership reports inadvertently provided ownership of 516 shares, due to a typographical error.