ConnectOne Bancorp, Inc. — Director's Dealing 2018

Aug 16, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2018-08-14

Reporting Person: THOMPSON WILLIAM (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-08-14	Common Stock	S	1325	$25.15	Disposed	71368.1311	Direct
2018-08-14	Common Stock	M	3473	$7.67	Acquired	74841.1311	Direct
2018-08-14	Common Stock	M	473	$12.52	Acquired	75314.1311	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-08-14	Stock Option	$7.67	M	3473	Disposed	2019-03-01	Common Stock (3473)	Direct
2018-08-14	Stock Option	$12.52	M	473	Disposed	2023-03-01	Common Stock (473)	Direct

Footnotes

F1: The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options. Also includes 99.8296 shares acquired through the Company's Dividend Reimbursement & Optional Cash Purchase Plan.

F2: The option became exercisable in four equal annual installments on March 1, 2010, 2011, 2012, and 2013.

F3: The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017.