ConnectOne Bancorp, Inc. — Director's Dealing 2016

Nov 14, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2016-11-10

Reporting Person: Kempner Michael W (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-10	Common Stock	M	5327	$6.15	Acquired	373926	Direct
2016-11-10	Common Stock	S	1660	$19.8546	Disposed	372266	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-10	Stock Option	$6.15	M	5327	Disposed	2016-11-11	Common Stock (5327)	Direct

Footnotes

F1: The proceeds of the sale reported on this Form 4 was used by Mr. Kempner to fund the exercise of the stock options, also reported herein.