ConnectOne Bancorp, Inc. - Director's Dealing 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ConnectOne Bancorp, Inc. (CNOB)
CIK: 0000712771
Period of Report: 2014-07-01

Reporting Person: Sorrentino Frank III (Director, Chairman, President & CEO)

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-07-01	Common Stock	A	371667	—	Acquired	374021	Direct
2014-07-01	Common Stock	A	5228	—	Acquired	5228	Indirect
2014-07-01	Common Stock	A	416	—	Acquired	516	Indirect

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-07-01	Stock Option	$3.85	A	78000	Acquired	2015-06-21	Common Stock (78000)	Direct
2014-07-01	Stock Option	$6.15	A	26000	Acquired	2016-05-05	Common Stock (26000)	Direct
2014-07-01	Stock Option	$6.15	A	10655	Acquired	2016-11-11	Common Stock (10655)	Direct
2014-07-01	Stock Option	$6.15	A	11721	Acquired	2018-01-11	Common Stock (11721)	Direct
2014-07-01	Stock Option	$6.15	A	10871	Acquired	2018-01-22	Common Stock (10871)	Direct
2014-07-01	Stock Option	$4.62	A	51935	Acquired	2018-11-26	Common Stock (51935)	Direct
2014-07-01	Stock Option	$4.62	A	11687	Acquired	2019-01-09	Common Stock (11687)	Direct
2014-07-01	Stock Option	$4.62	A	13000	Acquired	2019-02-25	Common Stock (13000)	Direct
2014-07-01	Stock Option	$6.99	A	34567	Acquired	2022-01-24	Common Stock (34567)	Direct

F1: Represents shares received in connection with the merger of ConnectOne Bancorp, Inc. into Center Bancorp, Inc. (the "Merger").

F2: Represents options to acquire shares of common stock converted in the Merger