ConnectOne Bancorp, Inc. — Capital/Financing Update 2016

Dec 19, 2016

8-K 1 connect3184841-8k.htm CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 19, 2016

CONNECTONE BANCORP, INC. (Exact name of Company as specified in its charter)

| New
Jersey | 001-11486 | 52-1273725 |
| --- | --- | --- |
| (State or other jurisdiction | (Commission | (IRS Employer |
| of incorporation) | File Number) | Identification
No.) |

301 Sylvan Avenue
Englewood Cliffs, New Jersey	07632
(Address of principal executive
offices)	(Zip Code)

Company's telephone number, including area code: (201) 816-8900

| [ ] | Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
| --- | --- |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |

Item 8.01 Other Events

On December 19, 2016, ConnectOne Bancorp, Inc. (the "Company") issued a press release regarding the closing of an underwritten public offering of shares of its common stock. A copy of the press release is attached hereto as Exhibit 99.1 to this Current Report on Form 8-K and incorporated by reference herein.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits.

Exhibit No.	Description
99.1	Press Release, dated December 19,
2016, regarding the closing of the underwritten public offering of common
stock

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

	CONNECTONE BANCORP, INC.
		(Registrant)
Dated: December 19, 2016	By:	/s/ William S.
Burns
		WILLIAM
S. BURNS
		Executive
Vice President and
		Chief
Financial Officer

EXHIBIT INDEX

Exhibit No.	Description
99.1	Press Release, dated December 19,
2016, regarding the closing of the underwritten public offering of common
stock