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COMSTOCK RESOURCES INC Major Shareholding Notification 2017

Nov 13, 2017

30925_mrq_2017-11-13_a63c4a73-da1a-42c4-af2c-60cf96c39342.zip

Major Shareholding Notification

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SC 13D/A 1 a17-26436_1sc13da.htm SC 13D/A

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D

*Under the Securities Exchange Act of 1934 (Amendment No. 18)**

*Comstock Resources, Inc.*

(Name of Issuer)

*Common Stock, par value $0.50 per share*

(Title of Class of Securities)

*205768203*

(CUSIP Number)

*Carl H. Westcott*

*100 Crescent Court, Suite 1620*

*Dallas, TX 75201*

*214-777-5003*

*with a copy to:*

*Crews Lott*

*Baker & McKenzie LLP*

*2300 Trammell Crow Center*

*2001 Ross Avenue*

*Dallas, TX 75201*

*214-978-3000*

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

*November 8, 2017*

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o .

*Note* : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

  • The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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CUSIP No. 205768203 — 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Carl H. Westcott
2. Check the Appropriate Box if a Member of a Group
(a) o
(b) o
3. SEC Use Only
4. Source of Funds PF
5. Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o
6. Citizenship or Place of Organization United States of America
Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 602,000 (1)
8. Shared Voting Power 358,049 (1)
9. Sole Dispositive Power 602,000 (1)
10. Shared Dispositive Power 396,621 (1) (2)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 998,621 (1) (2)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares o
13. Percent of Class Represented by Amount in Row (11) 6.47% (3)
14. Type of Reporting Person IN
(1) Carl H. Westcott directly holds 602,000 shares of common stock, par value $0.50 per share (the “ Common Stock ”), of Comstock Resources, Inc., a Nevada corporation (the “ Issuer ”). Additionally, Mr. Westcott exercises shared voting and disposition power over 358,049 shares of Common Stock with Court H. Westcott as managers of Carl Westcott, LLC, the general partner of each of Commodore Partners, Ltd. (“ Commodore Partners ”), which directly owns 328,000 shares of Common Stock, and G.K. Westcott LP (“ GK Westcott ”), which directly owns 30,049 shares of Common Stock.
(2) Carl H. Westcott has shared discretionary authority to purchase and dispose of shares of Common Stock under various accounts for the benefit of the following persons, who directly hold the following amounts of shares of Common Stock: Court H. Westcott, 14,000 shares; Carla Westcott, 6,900 shares; Peter Underwood, 14,050 shares; Francisco Trejo, Jr., 1,572 shares; and Rosie Greene, 2,050 shares. Carl H. Westcott does not exercise any voting power over any such shares of Common Stock owned by the aforementioned individuals and expressly disclaims beneficial ownership of such shares.
(3) The percentage ownership is based on 15,427,561 shares of Common Stock outstanding, as reported by the Issuer in its quarterly report on Form 10-Q filed on November 2, 2017.

2

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CUSIP No. 205768203 — 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Commodore Partners, Ltd. 03-0476201
2. Check the Appropriate Box if a Member of a Group
(a) o
(b) o
3. SEC Use Only
4. Source of Funds WC
5. Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o
6. Citizenship or Place of Organization Texas
Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 328,000 (1)
8. Shared Voting Power 0
9. Sole Dispositive Power 328,000 (1)
10. Shared Dispositive Power 0
11. Aggregate Amount Beneficially Owned by Each Reporting Person 328,000 (1)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares o
13. Percent of Class Represented by Amount in Row (11) 2.13% (2)
14. Type of Reporting Person PN
(1) Carl H. Westcott and Court H. Westcott exercise shared voting and disposition power over the 328,000 shares of Common Stock as the managers of Carl Westcott, LLC, the general partner of Commodore Partners.
(2) The percentage ownership is based on 15,427,561 shares of Common Stock outstanding, as reported by the Issuer in its quarterly report on Form 10-Q filed on November 2, 2017.

3

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CUSIP No. 205768203 13D

2. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). G.K. Westcott LP 20-2443941 — Check the Appropriate Box if a Member of a Group
(a) o
(b) o
3. SEC Use Only
4. Source of Funds WC
5. Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o
6. Citizenship or Place of Organization Texas
Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 30,049 (1)
8. Shared Voting Power 0
9. Sole Dispositive Power 30,049 (1)
10. Shared Dispositive Power 0
11. Aggregate Amount Beneficially Owned by Each Reporting Person 30,049 (1)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares o
13. Percent of Class Represented by Amount in Row (11) 0.19% (2)
14. Type of Reporting Person PN
(1) Carl H. Westcott and Court H. Westcott exercise shared voting and disposition power over the 30,049 shares of Common Stock as the managers of Carl Westcott, LLC, the general partner of GK Westcott.
(2) The percentage ownership is based on 15,427,561 shares of Common Stock outstanding, as reported by the Issuer in its quarterly report on Form 10-Q filed on November 2, 2017.

4

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CUSIP No. 205768203 13D

2. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Carl Westcott, LLC 75-2655092 — Check the Appropriate Box if a Member of a Group
(a) o
(b) o
3. SEC Use Only
4. Source of Funds AF
5. Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o
6. Citizenship or Place of Organization Texas
Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 358,049 (1)
8. Shared Voting Power 0
9. Sole Dispositive Power 358,049 (1)
10. Shared Dispositive Power 0
11. Aggregate Amount Beneficially Owned by Each Reporting Person 358,049 (1)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares o
13. Percent of Class Represented by Amount in Row (11) 2.32% (2)
14. Type of Reporting Person HC
(1) Carl H. Westcott and Court H. Westcott exercise shared voting and disposition power over the 358,049 shares of Common Stock as the managers of Carl Westcott, LLC, the general partner of each of Commodore Partners, which directly owns 328,000 shares of Common Stock, and GK Westcott, which directly owns 30,049 shares of Common Stock.
(2) The percentage ownership is based on 15,427,561 shares of Common Stock outstanding, as reported by the Issuer in its quarterly report on Form 10-Q filed on November 2, 2017.

5

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CUSIP No. 205768203 — 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Court H. Westcott
2. Check the Appropriate Box if a Member of a Group
(a) o
(b) o
3. SEC Use Only
4. Source of Funds PF
5. Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o
6. Citizenship or Place of Organization United States of America
Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 14,000 (1)
8. Shared Voting Power 358,049 (2)
9. Sole Dispositive Power 0 (1)
10. Shared Dispositive Power 372,049 (1) (2)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 372,049 (1) (2)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares o
13. Percent of Class Represented by Amount in Row (11) 2.41% (3)
14. Type of Reporting Person IN
(1) Consists of 14,000 shares of Common Stock held of record by Court H. Westcott, Trustee of the Court H. Westcott Living Trust. Carl H. Westcott has shared discretionary authority to purchase and dispose of those shares of Common Stock for the benefit of such reporting person, but does not exercise any voting power with respect to such shares. Carl H. Westcott expressly disclaims beneficial ownership of any such shares of Common Stock.
(2) Carl H. Westcott and Court H. Westcott exercise shared voting and disposition power over 358,049 shares of Common Stock as the managers of Carl Westcott, LLC, the general partner of each of Commodore Partners, which directly owns 328,000 shares of Common Stock, and GK Westcott, which directly owns 30,049 shares of Common Stock.
(3) The percentage ownership is based on 15,427,561 shares of Common Stock outstanding, as reported by the Issuer in its quarterly report on Form 10-Q filed on November 2, 2017.

6

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CUSIP No. 205768203 — 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only). Carla Westcott
2. Check the Appropriate Box if a Member of a Group
(a) o
(b) o
3. SEC Use Only
4. Source of Funds PF
5. Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e) o
6. Citizenship or Place of Organization United States of America
Number of Shares Beneficially Owned by Each Reporting Person With: 7. Sole Voting Power 6,900 (1)
8. Shared Voting Power 0 (1)
9. Sole Dispositive Power 0 (1)
10. Shared Dispositive Power 6,900 (1)
11. Aggregate Amount Beneficially Owned by Each Reporting Person 6,900 (1)
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares o
13. Percent of Class Represented by Amount in Row (11) 0.04% (2)
14. Type of Reporting Person IN
(1) Carla Westcott directly holds 6,900 shares of Common Stock. Carl H. Westcott has shared discretionary authority to purchase and dispose of those shares of Common Stock for the benefit of such reporting person, but does not exercise any voting power with respect to such shares. Carl H. Westcott expressly disclaims beneficial ownership of any such shares of Common Stock.
(2) The percentage ownership is based on 15,427,561 shares of Common Stock outstanding, as reported by the Issuer in its quarterly report on Form 10-Q filed on November 2, 2017.

7

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*Item 1. Security and Issuer*

This Amendment No. 18 to Schedule 13D (“ Amendment No. 18 ”) amends and supplements the original Schedule 13D filed on June 11, 2015 (as amended by Amendment No. 1, Amendment No. 2, Amendment No. 3, Amendment No. 4, Amendment No. 5, and Amendment No. 6, Amendment No. 7, Amendment No. 8, Amendment No. 9, Amendment No. 10, Amendment No. 11, Amendment No. 12, Amendment No. 13, Amendment No. 14, Amendment No. 15, Amendment No. 16 and Amendment No. 17, the “ Schedule 13D ”), Amendment No. 1 to Schedule 13D filed on June 30, 2015 (“ Amendment No. 1 ”), Amendment No. 2 to Schedule 13D filed on July 6, 2015 (“ Amendment No. 2 ”), Amendment No. 3 to Schedule 13D filed on July 20, 2015 (“ Amendment No. 3 ”), Amendment No. 4 to Schedule 13D filed on August 10, 2015 (“ Amendment No. 4 ”), Amendment No. 5 to Schedule 13D filed on May 25, 2016 (“ Amendment No. 5 ”), Amendment No. 6 to Schedule 13D filed on September 6, 2016 (“ Amendment No. 6 ”), Amendment No. 7 to Schedule 13D filed on September 21, 2016 (“ Amendment No. 7 ”), Amendment No. 8 to Schedule 13D filed on December 5, 2016 (“ Amendment No. 8 ”), Amendment No. 9 to Schedule 13D filed on December 16, 2016 (“ Amendment No. 9 ”), Amendment No. 10 to Schedule 13D filed on January 3, 2017 (“ Amendment No. 10 ”), Amendment No. 11 to Schedule 13D filed on January 17, 2017 (“ Amendment No. 11 ”), Amendment No. 12 to Schedule 13D filed on January 27, 2017 (“ Amendment No. 12 ”), Amendment No. 13 to Schedule 13D (“ Amendment No. 13 ”) filed on February 7, 2017, Amendment No. 14 to Schedule 13D (“ Amendment No. 14 ”) filed on February 17, 2017, Amendment No. 15 to Schedule 13D (“ Amendment No. 15 ”) filed on March 16, 2017, Amendment No. 16 to Schedule 13D (“ Amendment No. 16 ”) filed April 13, 2017, and Amendment No. 17 to Schedule 13D (“ Amendment No. 17 ”) filed May 2, 2017. This Amendment No. 18 is filed jointly on behalf of Carl H. Westcott, Commodore Partners, Ltd., G.K. Westcott LP, Carl Westcott, LLC, Court H. Westcott, and Carla Westcott (the “ Reporting Persons ”) relating to their beneficial ownership of the common stock, par value $0.50 per share (the “ Common Stock ”) of Comstock Resources, Inc., a Nevada corporation (the “ Issuer ”), whose principal executive offices are located at 5300 Town and Country Blvd., Suite 500, Frisco, Texas 75034. On August 1, 2016, the Issuer effected a 1-for-5 reverse stock split.

This Amendment No. 18 is filed pursuant to Rules 13d-1 and 13d-5 under the Securities Exchange Act of 1934, as amended, to reflect a change aggregating more than one percent (1%) in the beneficial ownership of the outstanding Common Stock in which Carl H. Westcott may be deemed to have a beneficial interest. Unless otherwise indicated, all capitalized terms used herein but not defined shall have the same meanings as set forth in the Schedule 13D.

*Item 2. Identity and Background*

*Item 3. Source and Amount of Funds or Other Consideration*

The information set forth or incorporated in Items 4 and 6 hereof are incorporated herein by reference.

With respect to each Reporting Person that is a natural person, the shares of Common Stock were acquired with the personal funds of such Reporting Person. The shares of Common Stock held by Commodore Partners, of which Carl Westcott, LLC is the sole general partner, were acquired with funds held by Commodore Partners for the general purpose of investing. The shares of Common Stock held by GK Westcott, of which Carl Westcott, LLC is the sole general partner, were acquired with funds held by GK Westcott for the general purpose of investing.

*Item 4. Purpose of Transaction*

This Item is being amended and supplemented to add the following:

The information set forth or incorporated in Items 3 and 6 hereof are incorporated herein by reference.

After accounting for all purchases and sales of Common Stock of the Reporting Persons during the period of September 10, 2017 through November 9, 2017, a net 202,208 shares of Common Stock were sold by Carl H. Westcott during such period on his own behalf and on behalf of certain other Reporting Persons for an aggregate price of approximately $1,141,435.

*Item 5. Interest in Securities of the Issuer.*

This Item is being amended and supplemented to add the following:

(b) The responses in rows 7, 8, 9 and 10 of the cover pages of this Statement are hereby incorporated by reference. Each of Court H. Westcott and Carla Westcott directly holds 14,000 and 6,900 shares of Common Stock, respectively, over which Carl H. Westcott shares dispositive power, but not voting power, pursuant to trading authorizations. Additionally, Carl H. Westcott shares dispositive power, but not voting power, pursuant to trading authorizations, of 14,050, 1,572, and 2,050 shares of Common Stock held by Peter

8

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Underwood, Francisco Trejo, Jr., and Rosie Greene, respectively. Commodore Partners holds 328,000 shares of Common Stock, over which Carl H. Westcott holds shared voting and dispositive power with Court H. Westcott as the managers of Carl Westcott, LLC, the sole general partner of Commodore Partners. GK Westcott holds 30,049 shares of Common Stock, over which Carl H. Westcott holds shared voting and dispositive power with Court H. Westcott as the managers of Carl Westcott, LLC, the sole general partner of GK Westcott.

(c) After accounting for all purchases and sales of Common Stock of the Reporting Persons during the period of September 10, 2017 through November 9, 2017, a net 202,208 shares of Common Stock were sold by Carl H. Westcott on his own behalf and on behalf of the other Reporting Persons for an aggregate price of approximately $1,141,435. All purchases and sales made in such period were made on the dates and at the prices set forth below. All purchases and sales listed below were affected in ordinary open market transactions.

Name of Reporting Person Trade Date Number of Shares Purchased (Sold) Price Per Share ($)
Carl H. Westcott 9/11/2017 3,000 6.15
Carl H. Westcott 9/12/2017 100 6.24
Carl H. Westcott 9/12/2017 400 6.22
Carl H. Westcott 9/12/2017 (1,500 ) 6.30
Carl H. Westcott 9/12/2017 (2,000 ) 6.32
Carl H. Westcott 9/13/2017 (2,000 ) 6.35
Carl H. Westcott 9/13/2017 (2,000 ) 6.36
Carl H. Westcott 9/13/2017 100 6.23
Carl H. Westcott 9/13/2017 100 6.22
Carl H. Westcott 9/13/2017 100 6.22
Carl H. Westcott 9/13/2017 100 6.31
Carl H. Westcott 9/13/2017 100 6.28
Carl H. Westcott 9/13/2017 100 6.30
Carl H. Westcott 9/13/2017 100 6.28
Carl H. Westcott 9/13/2017 100 6.30
Carl H. Westcott 9/13/2017 100 6.30
Carl H. Westcott 9/13/2017 (2,000 ) 6.39
Carl H. Westcott 9/13/2017 (500 ) 6.34
Carl H. Westcott 9/13/2017 (2,500 ) 6.33
Carl H. Westcott 9/13/2017 (10,000 ) 5.95
Carl H. Westcott 9/13/2017 100 6.24
Carl H. Westcott 9/14/2017 100 6.32
Carl H. Westcott 9/14/2017 100 6.34
Carl H. Westcott 9/14/2017 (2,500 ) 6.38
Carl H. Westcott 9/14/2017 (2,000 ) 6.40
Carl H. Westcott 9/14/2017 (1,300 ) 6.44
Carl H. Westcott 9/14/2017 100 6.31
Carl H. Westcott 9/14/2017 100 6.29
Carl H. Westcott 9/14/2017 100 6.36
Carl H. Westcott 9/14/2017 300 6.34
Carl H. Westcott 9/14/2017 300 6.24
Carl H. Westcott 9/14/2017 100 6.23
Carl H. Westcott 9/14/2017 500 6.18
Carl H. Westcott 9/14/2017 500 6.16
Carl H. Westcott 9/14/2017 900 6.14
Carl H. Westcott 9/14/2017 200 6.14
Carl H. Westcott 9/14/2017 100 6.19
Carl H. Westcott 9/14/2017 (2,000 ) 6.22
Carl H. Westcott 9/14/2017 (1,100 ) 6.24
Carl H. Westcott 9/15/2017 (6 ) 6.30
Carl H. Westcott 9/15/2017 200 6.08
Carl H. Westcott 9/15/2017 200 6.08
Carl H. Westcott 9/15/2017 106 6.08
Carl H. Westcott 9/15/2017 500 6.10

9

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Carl H. Westcott 9/15/2017 500 6.10
Carl H. Westcott 9/15/2017 100 6.09
Carl H. Westcott 9/15/2017 400 6.09
Carl H. Westcott 9/15/2017 500 6.09
Carl H. Westcott 9/15/2017 100 6.09
Carl H. Westcott 9/15/2017 400 6.09
Carl H. Westcott 9/15/2017 (2,000 ) 6.10
Carl H. Westcott 9/20/2017 (1,000 ) 6.06
Carl H. Westcott 9/20/2017 (1,700 ) 6.07
Carl H. Westcott 9/20/2017 (1,700 ) 6.08
Carl H. Westcott 9/20/2017 (2,451 ) 6.08
Carl H. Westcott 9/21/2017 300 6.05
Carl H. Westcott 9/21/2017 (299 ) 6.07
Carl H. Westcott 9/22/2017 (1,000 ) 6.04
Carl H. Westcott 9/22/2017 (1,000 ) 6.05
Carl H. Westcott 9/22/2017 (2,201 ) 6.07
Carl H. Westcott 9/25/2017 (3,000 ) 6.08
Carl H. Westcott 9/25/2017 (2,000 ) 6.10
Carl H. Westcott 9/25/2017 1,000 6.00
Carl H. Westcott 9/26/2017 (1,000 ) 6.09
Carl H. Westcott 9/26/2017 (1,000 ) 6.09
Carl H. Westcott 9/26/2017 (1,000 ) 6.10
Carl H. Westcott 9/26/2017 (2,700 ) 6.15
Carl H. Westcott 9/26/2017 (900 ) 6.17
Carl H. Westcott 9/26/2017 (210 ) 6.15
Carl H. Westcott 9/26/2017 (400 ) 6.15
Carl H. Westcott 9/26/2017 (790 ) 6.15
Carl H. Westcott 9/26/2017 (492 ) 6.16
Carl H. Westcott 9/26/2017 (908 ) 6.15
Carl H. Westcott 9/26/2017 (1,400 ) 6.15
Carl H. Westcott 9/26/2017 (2,400 ) 6.14
Carl H. Westcott 9/26/2017 (1 ) 6.16
Carl H. Westcott 9/26/2017 (2,399 ) 6.16
Carl H. Westcott 9/26/2017 (2,500 ) 6.19
Carl H. Westcott 9/26/2017 (1,410 ) 6.23
Carl H. Westcott 9/27/2017 100 6.21
Carl H. Westcott 9/27/2017 100 6.13
Carl H. Westcott 9/27/2017 100 6.08
Carl H. Westcott 9/27/2017 131 6.07
Carl H. Westcott 9/27/2017 (793 ) 6.10
Carl H. Westcott 9/27/2017 500 6.06
Carl H. Westcott 9/27/2017 (707 ) 6.09
Carl H. Westcott 9/28/2017 (1,000 ) 6.13
Carl H. Westcott 9/28/2017 (1,000 ) 6.13
Carl H. Westcott 9/28/2017 (870 ) 6.14
Carl H. Westcott 9/29/2017 1,000 6.09
Carl H. Westcott 10/3/2017 600 5.61
Carl H. Westcott 10/3/2017 600 5.61
Carl H. Westcott 10/3/2017 600 5.60
Carl H. Westcott 10/3/2017 200 5.56
Carl H. Westcott 10/3/2017 800 5.56
Carl H. Westcott 10/4/2017 2,500 5.02
Carl H. Westcott 10/4/2017 2,700 5.02
Carl H. Westcott 10/4/2017 49 5.02
Carl H. Westcott 10/4/2017 2,951 5.02
Carl H. Westcott 10/4/2017 700 5.00
Carl H. Westcott 10/4/2017 300 5.00
Carl H. Westcott 10/5/2017 2,100 5.05
Carl H. Westcott 10/5/2017 2,700 5.05
Carl H. Westcott 10/5/2017 200 5.05

10

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Carl H. Westcott 10/5/2017 2,500 5.04
Carl H. Westcott 10/5/2017 800 5.03
Carl H. Westcott 10/5/2017 400 5.02
Carl H. Westcott 10/5/2017 300 5.02
Carl H. Westcott 10/4/2017 2,000 5.15
Carl H. Westcott 10/4/2017 2,000 5.03
Carl H. Westcott 10/4/2017 2,000 5.15
Carl H. Westcott 10/16/2017 (2,000 ) 4.87
Carl H. Westcott 10/18/2017 (1,000 ) 4.78
Carl H. Westcott 10/26/2017 (1,000 ) 4.45
Carl H. Westcott 10/26/2017 (1,800 ) 4.53
Carl H. Westcott 10/26/2017 (1,000 ) 4.52
Carl H. Westcott 10/26/2017 (25,000 ) 4.58
Carl H. Westcott 10/26/2017 (3,000 ) 4.60
Carl H. Westcott 10/26/2017 (3,600 ) 4.62
Carl H. Westcott 10/26/2017 (5,000 ) 4.61
Carl H. Westcott 10/26/2017 (2,500 ) 4.64
Carl H. Westcott 10/27/2017 1,000 4.54
Carl H. Westcott 10/27/2017 (2,100 ) 4.56
Carl H. Westcott 10/27/2017 500 4.43
Carl H. Westcott 10/27/2017 500 4.44
Carl H. Westcott 10/27/2017 500 4.44
Carl H. Westcott 10/27/2017 500 4.44
Carl H. Westcott 10/27/2017 600 4.43
Carl H. Westcott 10/27/2017 500 4.44
Carl H. Westcott 10/27/2017 500 4.43
Carl H. Westcott 10/27/2017 100 4.43
Carl H. Westcott 10/27/2017 600 4.43
Carl H. Westcott 10/27/2017 5,000 4.42
Carl H. Westcott 10/27/2017 1,685 4.42
Carl H. Westcott 10/27/2017 82 4.42
Carl H. Westcott 10/27/2017 633 4.42
Carl H. Westcott 10/27/2017 100 4.42
Carl H. Westcott 10/30/2017 (500 ) 4.52
Carl H. Westcott 10/30/2017 (1,900 ) 4.51
Carl H. Westcott 10/30/2017 (2,000 ) 4.50
Carl H. Westcott 10/30/2017 (2,000 ) 4.51
Carl H. Westcott 10/30/2017 5,000 4.50
Carl H. Westcott 10/31/2017 100 4.59
Carl H. Westcott 10/31/2017 900 4.60
Carl H. Westcott 10/31/2017 900 4.60
Carl H. Westcott 10/31/2017 1,300 4.60
Carl H. Westcott 10/31/2017 (2,200 ) 4.62
Carl H. Westcott 10/31/2017 (2,200 ) 4.67
Carl H. Westcott 10/31/2017 (2,200 ) 4.68
Carl H. Westcott 10/31/2017 (2,200 ) 4.70
Carl H. Westcott 10/31/2017 (2,200 ) 4.71
Carl H. Westcott 10/31/2017 (2,200 ) 4.72
Carl H. Westcott 10/31/2017 (5,000 ) 4.75
Carl H. Westcott 11/1/2017 (2,500 ) 4.79
Carl H. Westcott 11/1/2017 (2,000 ) 4.87
Carl H. Westcott 11/1/2017 (1,900 ) 4.87
Carl H. Westcott 11/1/2017 700 4.75
Carl H. Westcott 11/1/2017 400 4.75
Carl H. Westcott 11/1/2017 (3,100 ) 4.83
Carl H. Westcott 11/1/2017 (2,500 ) 4.84
Carl H. Westcott 11/1/2017 (2,500 ) 4.86
Carl H. Westcott 11/1/2017 (2,500 ) 4.88
Carl H. Westcott 11/1/2017 (2,500 ) 4.91
Carl H. Westcott 11/1/2017 (2,500 ) 4.93

11

SEQ.=1,FOLIO='11',FILE='C:\JMS\110006\17-26436-1\task8638383\26436-1-bg.htm',USER='110006',CD='Nov 14 01:42 2017'

Carl H. Westcott 11/1/2017 (2,500 ) 4.95
Carl H. Westcott 11/1/2017 (2,500 ) 4.97
Carl H. Westcott 11/1/2017 (2,500 ) 4.99
Carl H. Westcott 11/1/2017 (4,000 ) 5.00
Carl H. Westcott 11/1/2017 (2,000 ) 5.00
Carl H. Westcott 11/1/2017 (2,000 ) 5.05
Carl H. Westcott 11/2/2017 300 5.13
Carl H. Westcott 11/2/2017 400 5.20
Carl H. Westcott 11/2/2017 100 5.24
Carl H. Westcott 11/2/2017 300 5.22
Carl H. Westcott 11/2/2017 500 5.28
Carl H. Westcott 11/2/2017 300 5.37
Carl H. Westcott 11/2/2017 100 5.36
Carl H. Westcott 11/2/2017 500 5.11
Carl H. Westcott 11/2/2017 500 5.09
Carl H. Westcott 11/2/2017 1,000 5.03
Carl H. Westcott 11/2/2017 500 5.01
Carl H. Westcott 11/2/2017 (2,500 ) 5.18
Carl H. Westcott 11/2/2017 (2,000 ) 5.20
Carl H. Westcott 11/2/2017 (2,000 ) 5.20
Carl H. Westcott 11/2/2017 (2,500 ) 5.21
Carl H. Westcott 11/2/2017 (5,000 ) 5.22
Carl H. Westcott 11/2/2017 2,500 5.05
Carl H. Westcott 11/2/2017 2,500 5.02
Carl H. Westcott 11/2/2017 2,500 5.00
Carl H. Westcott 11/2/2017 5,000 4.90
Carl H. Westcott 11/3/2017 (2,000 ) 5.16
Carl H. Westcott 11/3/2017 (3,600 ) 5.17
Carl H. Westcott 11/3/2017 (2,900 ) 5.20
Carl H. Westcott 11/3/2017 (4,000 ) 5.29
Carl H. Westcott 11/3/2017 (5,000 ) 5.35
Carl H. Westcott 11/3/2017 (2,000 ) 5.36
Carl H. Westcott 11/3/2017 (5,000 ) 5.37
Carl H. Westcott 11/3/2017 (5,000 ) 5.40
Carl H. Westcott 11/3/2017 2,000 5.57
Carl H. Westcott 11/3/2017 3,000 5.57
Carl H. Westcott 11/3/2017 (5,000 ) 5.57
Carl H. Westcott 11/3/2017 (5,000 ) 5.62
Carl H. Westcott 11/3/2017 (2,500 ) 5.60
Carl H. Westcott 11/3/2017 (5,000 ) 5.63
Carl H. Westcott 11/3/2017 (430 ) 5.66
Carl H. Westcott 11/3/2017 (4,570 ) 5.64
Carl H. Westcott 11/6/2017 (5,000 ) 5.64
Carl H. Westcott 11/6/2017 (2,000 ) 5.78
Carl H. Westcott 11/6/2017 (2,000 ) 5.90
Carl H. Westcott 11/6/2017 (2,000 ) 5.98
Carl H. Westcott 11/6/2017 (2,000 ) 6.01
Carl H. Westcott 11/6/2017 (2,000 ) 6.25
Carl H. Westcott 11/6/2017 (2,000 ) 6.30
Carl H. Westcott 11/6/2017 (200 ) 6.38
Carl H. Westcott 11/6/2017 (2,000 ) 6.20
Carl H. Westcott 11/6/2017 200 5.82
Carl H. Westcott 11/6/2017 400 5.83
Carl H. Westcott 11/6/2017 500 5.82
Carl H. Westcott 11/6/2017 500 5.80
Carl H. Westcott 11/6/2017 700 5.80
Carl H. Westcott 11/6/2017 500 5.81
Carl H. Westcott 11/6/2017 1,000 5.78
Carl H. Westcott 11/6/2017 500 5.71
Carl H. Westcott 11/6/2017 1,000 5.72

12

SEQ.=1,FOLIO='12',FILE='C:\JMS\110006\17-26436-1\task8638383\26436-1-bg.htm',USER='110006',CD='Nov 14 01:42 2017'

Carl H. Westcott 11/6/2017 1,900 5.71
Carl H. Westcott 11/6/2017 1,000 5.69
Carl H. Westcott 11/6/2017 10,900 5.71
Carl H. Westcott 11/6/2017 100 5.76
Carl H. Westcott 11/6/2017 1,000 5.69
Carl H. Westcott 11/7/2017 (3,000 ) 6.01
Carl H. Westcott 11/7/2017 (2,000 ) 6.04
Carl H. Westcott 11/7/2017 (2,000 ) 6.08
Carl H. Westcott 11/7/2017 (5,000 ) 6.05
Carl H. Westcott 11/7/2017 500 6.00
Carl H. Westcott 11/7/2017 500 5.99
Carl H. Westcott 11/7/2017 500 5.97
Carl H. Westcott 11/7/2017 500 5.99
Carl H. Westcott 11/7/2017 400 5.99
Carl H. Westcott 11/8/2017 600 5.86
Carl H. Westcott 11/8/2017 (1,500 ) 5.93
Carl H. Westcott 11/8/2017 (5,000 ) 6.01
Carl H. Westcott 11/8/2017 (2,500 ) 6.04
Carl H. Westcott 11/8/2017 400 6.02
Carl H. Westcott 11/8/2017 600 6.04
Carl H. Westcott 11/8/2017 1,100 5.99
Carl H. Westcott 11/8/2017 (2,000 ) 6.06
Carl H. Westcott 11/8/2017 (2,100 ) 6.08
Carl H. Westcott 11/8/2017 (600 ) 6.09
Carl H. Westcott 11/8/2017 900 6.00
Carl H. Westcott 11/8/2017 200 5.99
Carl H. Westcott 11/8/2017 500 5.99
Carl H. Westcott 11/8/2017 1 5.99
Carl H. Westcott 11/8/2017 100 5.99
Carl H. Westcott 11/8/2017 100 5.99
Carl H. Westcott 11/8/2017 499 5.99
Carl H. Westcott 11/8/2017 300 5.99
Carl H. Westcott 11/9/2017 200 5.95
Carl H. Westcott 11/9/2017 300 5.99
Carl H. Westcott 11/9/2017 500 5.97
Carl H. Westcott 11/9/2017 (1,000 ) 6.09
Commodore Partners 9/11/2017 400 6.15
Commodore Partners 9/11/2017 100 6.13
Commodore Partners 9/11/2017 300 6.13
Commodore Partners 9/11/2017 200 6.15
Commodore Partners 9/11/2017 100 6.16
Commodore Partners 9/11/2017 100 6.17
Commodore Partners 9/13/2017 (1,557 ) 6.35
Commodore Partners 9/15/2017 100 6.11
Commodore Partners 9/15/2017 200 6.11
Commodore Partners 9/15/2017 400 6.11
Commodore Partners 9/15/2017 600 6.18
Commodore Partners 9/15/2017 400 6.18
Commodore Partners 9/15/2017 500 6.16
Commodore Partners 9/15/2017 300 6.16
Commodore Partners 9/18/2017 300 6.06
Commodore Partners 9/18/2017 100 6.08
Commodore Partners 9/18/2017 500 6.09
Commodore Partners 9/18/2017 200 6.07
Commodore Partners 9/18/2017 400 6.08
Commodore Partners 9/18/2017 100 6.07
Commodore Partners 9/20/2017 200 6.05
Commodore Partners 9/20/2017 400 6.05
Commodore Partners 9/20/2017 500 6.04
Commodore Partners 9/20/2017 400 6.04

13

SEQ.=1,FOLIO='13',FILE='C:\JMS\108736\17-26436-1\task8636696\26436-1-bi.htm',USER='108736',CD='Nov 12 09:47 2017'

Commodore Partners 9/20/2017 300 6.04
Commodore Partners 9/20/2017 500 6.04
Commodore Partners 9/20/2017 200 6.05
Commodore Partners 9/20/2017 200 6.05
Commodore Partners 9/20/2017 100 6.04
Commodore Partners 9/20/2017 500 6.06
Commodore Partners 9/20/2017 100 6.05
Commodore Partners 9/20/2017 1,000 6.06
Commodore Partners 9/20/2017 800 6.04
Commodore Partners 9/20/2017 900 6.04
Commodore Partners 9/20/2017 300 6.02
Commodore Partners 9/20/2017 (3,000 ) 6.08
Commodore Partners 9/22/2017 500 6.02
Commodore Partners 9/22/2017 500 6.04
Commodore Partners 9/22/2017 500 6.03
Commodore Partners 9/22/2017 300 6.04
Commodore Partners 9/22/2017 200 6.03
Commodore Partners 9/22/2017 400 6.03
Commodore Partners 9/27/2017 600 6.25
Commodore Partners 10/5/2017 1,000 5.01
Commodore Partners 10/5/2017 5,500 5.03
Commodore Partners 10/5/2017 1,500 5.03
Commodore Partners 10/5/2017 100 5.03
Commodore Partners 10/5/2017 500 5.03
Commodore Partners 10/12/2017 200 4.44
Commodore Partners 10/12/2017 600 4.44
Commodore Partners 10/12/2017 400 4.47
Commodore Partners 10/12/2017 500 4.47
Commodore Partners 10/12/2017 500 4.47
Commodore Partners 10/12/2017 200 4.47
Commodore Partners 10/12/2017 200 4.47
Commodore Partners 10/12/2017 600 4.47
Commodore Partners 10/12/2017 500 4.49
Commodore Partners 10/12/2017 500 4.49
Commodore Partners 10/12/2017 500 4.49
Commodore Partners 10/12/2017 1,000 4.50
Commodore Partners 10/12/2017 1,000 4.49
Commodore Partners 10/12/2017 400 4.50
Commodore Partners 10/12/2017 600 4.55
Commodore Partners 10/12/2017 100 4.55
Commodore Partners 10/12/2017 100 4.55
Commodore Partners 10/12/2017 200 4.55
Commodore Partners 10/12/2017 100 4.55
Commodore Partners 10/12/2017 500 4.55
Commodore Partners 10/12/2017 100 4.55
Commodore Partners 10/12/2017 100 4.55
Commodore Partners 10/12/2017 100 4.55
Commodore Partners 10/12/2017 100 4.55
Commodore Partners 10/12/2017 100 4.54
Commodore Partners 10/12/2017 2,300 4.54
Commodore Partners 10/12/2017 1,000 4.60
Commodore Partners 10/12/2017 1,000 4.59
Commodore Partners 10/12/2017 700 4.60
Commodore Partners 10/13/2017 700 4.77
Commodore Partners 10/13/2017 1,000 4.76
Commodore Partners 10/13/2017 1,000 4.75
Commodore Partners 10/13/2017 100 4.73
Commodore Partners 10/13/2017 100 4.72
Commodore Partners 10/13/2017 800 4.72
Commodore Partners 10/13/2017 1,000 4.75

14

SEQ.=1,FOLIO='14',FILE='C:\JMS\108736\17-26436-1\task8636696\26436-1-bi.htm',USER='108736',CD='Nov 12 09:47 2017'

Commodore Partners 10/13/2017 800 4.75
Commodore Partners 10/13/2017 200 4.75
Commodore Partners 10/13/2017 1,000 4.76
Commodore Partners 10/13/2017 1,000 4.76
Commodore Partners 10/13/2017 1,000 4.74
Commodore Partners 10/16/2017 600 4.83
Commodore Partners 10/16/2017 2,000 4.84
Commodore Partners 10/16/2017 500 4.75
Commodore Partners 10/16/2017 400 4.74
Commodore Partners 10/16/2017 500 4.75
Commodore Partners 10/16/2017 600 4.75
Commodore Partners 10/16/2017 5,500 4.75
Commodore Partners 10/16/2017 5,000 4.73
Commodore Partners 10/18/2017 (1,400 ) 4.72
Commodore Partners 10/18/2017 (1,400 ) 4.75
Commodore Partners 10/18/2017 (1,400 ) 4.79
Commodore Partners 10/23/2017 50 4.42
Commodore Partners 10/26/2017 (2,500 ) 4.55
Commodore Partners 10/26/2017 (2,500 ) 4.65
Commodore Partners 10/31/2017 (950 ) 4.65
Commodore Partners 10/31/2017 (1,950 ) 4.69
Commodore Partners 10/31/2017 (1,000 ) 4.75
Commodore Partners 11/1/2017 (1,500 ) 4.84
Commodore Partners 11/1/2017 (2,500 ) 4.96
Commodore Partners 11/1/2017 (2,500 ) 5.05
Commodore Partners 11/2/2017 (2,500 ) 5.11
Commodore Partners 11/2/2017 (2,500 ) 5.11
Commodore Partners 11/2/2017 (2,500 ) 5.15
Commodore Partners 11/2/2017 (2,500 ) 5.17
Commodore Partners 11/2/2017 (2,500 ) 5.21
Commodore Partners 11/2/2017 (2,500 ) 5.24
Commodore Partners 11/2/2017 500 5.19
Commodore Partners 11/3/2017 (2,900 ) 5.56
Commodore Partners 11/3/2017 (5,105 ) 5.58
Commodore Partners 11/3/2017 (3,045 ) 5.65
Commodore Partners 11/3/2017 (360 ) 5.65
Commodore Partners 11/6/2017 (2,640 ) 6.20
Commodore Partners 11/6/2017 (2,000 ) 6.30
Commodore Partners 11/6/2017 (2,000 ) 6.19
Commodore Partners 11/7/2017 (3,000 ) 5.90
Commodore Partners 11/7/2017 (5,000 ) 5.94
Commodore Partners 11/7/2017 (5,000 ) 5.98
Commodore Partners 11/8/2017 (2,000 ) 6.07
GK Westcott LP 10/2/2017 100 5.78
GK Westcott LP 10/13/2017 (51 ) 4.81
Carl H. Westcott (1) 11/6/2017 (667 ) 6.22
Carl H. Westcott (1) 11/8/2017 (1,033 ) 5.99
Carl H. Westcott (1) 11/8/2017 (1,000 ) 6.10
Carl H. Westcott (1) 11/9/2017 500 5.93
Carl H. Westcott (1) 11/9/2017 100 5.94
Carl H. Westcott (1) 11/9/2017 400 5.94
Carl H. Westcott (1) 11/9/2017 (400 ) 6.01
Carl H. Westcott (1) 11/9/2017 (600 ) 6.01
Carl H. Westcott (1) 11/9/2017 (100 ) 6.02
Carl H. Westcott (1) 11/9/2017 (100 ) 6.02
Carl H. Westcott (1) 11/9/2017 (100 ) 6.02
Carl H. Westcott (1) 11/9/2017 (100 ) 6.02
Carl H. Westcott (1) 11/9/2017 (100 ) 6.01
Carl H. Westcott (1) 11/9/2017 (1,000 ) 6.01
Court Westcott 11/1/2017 (1,700 ) 4.96

15

SEQ.=1,FOLIO='15',FILE='C:\JMS\108736\17-26436-1\task8636696\26436-1-bi.htm',USER='108736',CD='Nov 12 09:47 2017'

Court Westcott 11/6/2017 (1,000 ) 6.21
Carla Westcott 9/11/2017 100 6.05
Carla Westcott 9/12/2017 (1,000 ) 6.27
Carla Westcott 9/12/2017 (1,500 ) 6.28
Carla Westcott 9/15/2017 200 6.10
Carla Westcott 9/15/2017 300 6.10
Carla Westcott 9/20/2017 100 6.04
Carla Westcott 11/2/2017 (600 ) 5.15
Carla Westcott 11/3/2017 (500 ) 5.64
Carla Westcott 11/6/2017 (600 ) 6.21

(1) For the account of Peter Underwood

16

SEQ.=1,FOLIO='16',FILE='C:\JMS\108736\17-26436-1\task8636696\26436-1-bi.htm',USER='108736',CD='Nov 12 09:47 2017'

*Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer*

*Item 7. Material to Be Filed as Exhibits*

Exhibit A Joint Filing Agreement, dated June 8, 2015, by and among Carl H. Westcott, Commodore Partners, Ltd., G.K. Westcott LP, Carl Westcott, LLC, Jimmy Elizabeth Westcott, Chart H. Westcott, Court H. Westcott, and Carla Westcott (incorporated by reference to Exhibit A to the Schedule 13D filed with the Securities and Exchange Commission on June 11, 2015).
Exhibit B Form of Authorization of Agent (incorporated by reference to Exhibit B to the Schedule 13D filed with the Securities and Exchange Commission on June 11, 2015).
Exhibit C Power of Attorney, dated June 8, 2015 (incorporated by reference to Exhibit C to the Schedule 13D filed with the Securities and Exchange Commission on June 11, 2015).

17

SEQ.=1,FOLIO='17',FILE='C:\JMS\108736\17-26436-1\task8636696\26436-1-bi.htm',USER='108736',CD='Nov 12 09:47 2017'

*SIGNATURE*

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: November 13, 2017
Reporting Persons: CARL H. WESTCOTT
/s/ Michael I. Smartt
Michael I. Smartt
Attorney-in-Fact
COMMODORE PARTNERS, LTD.
By: Carl Westcott, LLC, its general partner
/s/ Michael I. Smartt
Michael I. Smartt
Attorney-in-Fact
G.K. WESTCOTT LP
By: Carl Westcott, LLC, its general partner
/s/ Michael I. Smartt
Michael I. Smartt
Attorney-in-Fact
CARL WESTCOTT, LLC
/s/ Michael I. Smartt
Michael I. Smartt
Attorney-in-Fact
COURT H. WESTCOTT
/s/ Michael I. Smartt
Michael I. Smartt
Attorney-in-Fact
CARLA WESTCOTT
/s/ Michael I. Smartt
Michael I. Smartt
Attorney-in-Fact

18

SEQ.=1,FOLIO='18',FILE='C:\JMS\108736\17-26436-1\task8636696\26436-1-bk.htm',USER='108736',CD='Nov 12 09:48 2017'