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Compass Therapeutics, Inc. Director's Dealing 2020

Jun 29, 2020

32588_dirs_2020-06-29_5fe085cd-1a15-45f8-8150-1633896f44df.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Compass Therapeutics, Inc. (NONE)
CIK: 0001738021
Period of Report: 2020-06-17

Reporting Person: ANDERSON ERRIK (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3244729 Direct
Common Stock 1661899 Indirect
Common Stock 383642 Indirect

Footnotes

F1: These shares are held directly by GTP AW Fund I, LLC. Growth Technology Parters AW, LLC is the general partner of GTP AW Fund I, LLC. The Reporting Person is a managing partner of Growth Technology Partners AW, LLC. The Reporting Person disclaims beneficial ownership of the shares held by GTP AW Fund I, LLC, except to the extent of any actual interest.

F2: These shares are held directly by GTP AW Fund II, LLC. Growth Technology Parters AW II, LLC is the general partner of GTP AW Fund II, LLC. The Reporting Person is a managing partner of Growth Technology Partners AW II, LLC. The Reporting Person disclaims beneficial ownership of the shares held by GTP AW Fund II, LLC, except to the extent of any actual interest.