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Compass, Inc. — Director's Dealing 2021
Apr 1, 2021
31091_dirs_2021-03-31_4772019c-4e7f-4837-a7c1-0c98af4f11e6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2021-03-31
Reporting Person: Ankerbrandt Kristen M. (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| No securities beneficially owned. | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $9.48 | 2029-03-27 | Class A Common Stock (84330) | Direct | |
| Stock Option (right to buy Class A Common Stock) | $9.48 | 2029-03-27 | Class A Common Stock (379520) | Direct | |
| Stock Option (right to buy Class A Common Stock) | $9.48 | 2029-03-27 | Class A Common Stock (379520) | Direct | |
| Restricted Stock Unit (RSU) | $ | Class A Common Stock (3540) | Direct | ||
| Restricted Stock Unit (RSU) | $ | Class A Common Stock (324100) | Direct |
Footnotes
F1: The option is fully vested and exercisable.
F2: The option vests as to 1/24th of the total shares monthly, commencing on November 26, 2020, with 100% of the shares vested on October 26, 2022, subject to continued service through each vesting date.
F3: The RSUs are fully vested.
F4: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F5: The RSUs vests as to 6.25% of the total shares quarterly, commencing on December 15, 2020, with 100% of the shares vested on December 15, 2024, subject to continued service through each vesting date.